Management - MBA

Matthew J. Giordano

** *. ******** *** ** - White Plains, NY 10603

Phone: 914-***-**** • *******.**********@*****.***

Education:

Masters of Business Administration – Finance

Sacred Heart University, Fairfield, CT

Bachelor of Science – Major in History, Minor in Global Studies

Sacred Heart University, Fairfield, CT

Experience:

Morgan Stanley., Purchase, NY

Associate - Investor Service Representative Aug 2009 – Present

Primary client service representative for 1000 + investors across four hedge fund relationships with a combined AUM of 22.5 Billion USD

Support an international team of 10 employees based in Dublin, Westchester and Mumbai to process 30% of department’s yearly transactions i.e. Subscriptions, Transfers, Redemptions. Since January 2009, total team AUM has increased by nearly $15 Billion USD.

Establish and evaluate new investor accounts to ensure compliance with Fund / Morgan Stanley procedures. Comprehensive overview includes review of Anti-money laundering documentation, statutory regulations and internal policies and procedures.

Track and monitor investor representations for Fund reporting purposes. Representations include Domicile (Blue Sky),ERISA (BPI), New Issue Status (5130 / 5131) and Beneficial Owner verification.

Review and Distribute monthly valuation statements, transaction confirmations, quarterly letters, K-1 documentation and adhoc client requests

Partner with Fund Managers to analyze cash flows, redemption penalties and liquidity periods. Side pocket and Gated investments also reviewed during payment / liquidation periods.

Morgan Stanley - Pride Technologies., Purchase, NY

Consultant / Communications Analyst Jan 2009 – Aug 2009

Worked closely with Transition and Relationship Management Departments to assist with monthly on boarding of newly acquire fund relationships and conversion clients.

Created Fund matrices for IT use during Master/Feeder Fund Setups in Morgan Stanley tracking software. Matrices included: Fund liquidity rules, Incentive Fees, Management Fees, General Partner accounts and Special Class holdings.

JPMorgan Chase., Briarcliff Manor, NY

Bank Officer May 2007 – July 2008

Recipient of the 2007 National Banker Award – Ranked among Top 700 Financial Representatives for Chase Bank

Collaborated with FA team and Business Partners to meet Branch Deposit / Investment and LOC benchmarks

Advised High Net Worth Client Base on JPMorgan Investments, Annuities and Private Wealth Platforms

Analyzed and Recommended Investment / Credit Products based on Client Risk Tolerance and Performance Goals

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