Internal Audit Management
Resume:
Brad J. Campbell, CIA, CISA
Evergreen, CO 80439
An internal audit, compliance and risk management professional with experience providing risk management support and leadership within Fortune 500 level companies. Experience includes developing and implementing internal audit and risk management functions and processes, as well as driving key corporate governance initiatives and programs including Sarbanes-Oxley compliance, information privacy protection, code of ethics development and enforcement, fraud investigations and whistleblower hotline management.
PROFESSIONAL EXPERIENCE
Oct. 2005 – Present
Director, Internal Audit
Quiznos Sub Denver, Colorado
• Responsible for developing and implementing the Internal Audit function within this quick service restaurant company with annual system-wide sales of $2.5 billion. Company is privately owned and operates the Quiznos Sub restaurant chain which encompasses over 5,000 quick service restaurant (QSR) locations in the United States and Internationally. Company also owns food and equipment distribution companies which serve the restaurant and hospitality industry.
• Developed, implemented and operate the revenue assurance function which involves ensuring store sales are accurately reported and royalties due are collected.
Nov. 1998- Oct. 2005
AVP, Internal Audit
H&R Block, Inc. Kansas City, Missouri
• Responsible for developing and directing the worldwide Internal Audit function for this Fortune 500 full service financial services company with 12,000 retail locations and annual revenues of $6 billion.
• Provide comprehensive internal audit coverage for tax preparation, franchise, mortgage banking, broker dealer, accounting, and software services under the H&R Block, H&R Block Financial Advisors, Option One Mortgage, and RSM McGladrey branded business lines.
• Direct and develop internal audit staff in three locations (Kansas City, MO; Detroit, MI; Irvine, CA) with annual department budget of $1.5 million. Direct outsourcing of internal audit work as necessary to external auditors.
• Provide internal audit coverage for international tax businesses in Canada and Australia.
• Provide internal audit services in the areas of internal control assessment/development, compliance, risk management, business process improvement, systems development, information privacy, acquisition due diligence, and fraud/theft investigations.
• Report directly to the Audit Committee of the Board of Directors for establishing internal audit coverage and providing status of internal audit activities and overall company risk management practices. Establish strategy and objectives for the Internal Audit Department.
• Member of Senior Management team to support corporate strategic planning activities and provide risk management guidance. Oversee and participate in Sarbanes-Oxley 404 activities as a member of the corporate Steering Committee and direct liaison to the project management team.
Aug. 1997- Nov. 1998
Internal Audit Manager
H&R Block, Inc. Kansas City, Missouri
• Managed the worldwide Internal Audit function for this Fortune 500 full service financial services company.
• Assisted the Internal Audit Director in the development of the annual audit plan for tax preparation, franchise, mortgage banking, information systems and software sales business lines.
• Managed execution of audit activities for all business lines. Assisted audit staff in planning, scope definition, and audit program development. Reviewed audit workpapers and reports.
• Established a formal information systems audit function within the department and developed associated risk assessment capabilities.
• Directed annual risk assessment activities for all business lines and facilitated implementation of an automated audit workpaper system within the department.
• Led acquisition due diligence and fraud/theft investigation activities.
• Assisted the Internal Audit Director in staff acquisition and development.
Jan. 1995- Aug. 1997
Information Systems Audit Supervisor
Norwest Bancoporation(has since merged with Wells Fargo) Minneapolis, Minnesota
• Recruited to build and implement a formal information systems audit function to address mortgage, finance, and credit card business lines for this $90 billion bank holding company.
• Assisted the corporate Audit Director in developing an annual audit plan for the mortgage, finance, and credit card business lines and managed and/or led audit activities specific to information systems and operational areas within these entities.
• Assisted the corporate Audit Director in staff acquisition and development. Directly supervised audit staff and led audit engagements involving large audit teams.
• Provided internal audit support on several large systems development projects ($30M to $50M in scope).
Jun. 1991- Jan. 1995
EDP Audit Specialist
Allied Group Insurance Des Moines, Iowa
• Developed and implemented a formal information systems audit function within the Internal Audit Department of this national property casualty and life insurance company.
• Developed the annual audit plan for information systems areas and managed and/or led audit activities specific to these areas.
• Developed and maintained audit software programs to support internal and external audit activities.
Feb. 1985 - Jun. 1991
Audit Manager
Banks of Iowa (has since merged with U.S. Bank) Des Moines, Iowa
• Developed and managed the audit function for this $4 billion bank holding company and data processing service bureau.
• Provided audit software support for internal, external, and regulatory audit groups.
• Managed staff internal audit resources and served as the direct liaison with regulatory bodies (OCC, FDIC, FRB) and external audit firms for purposes of examinations and SAS 70 reviews.
• Member of the senior management team to support information systems strategy development and provide risk management guidance.
CERTIFICATIONS
Certified Internal Auditor (CIA)
Certified Information Systems Auditor (CISA)
Current candidate for CPA Examination
EDUCATION
Upper Iowa University; BS – Accounting (Cum Laude – 3.88 GPA)
American Institute of Business; AA – Computer Sciences
SOFTWARE/TOOLS
MS Word; MS Excel; MS PowerPoint; MS Project; MS Access; Visio; Teammate; ACL
GENERAL
Member of the Information Systems Audit and Control Association
Member of the Institute of Internal Auditors
Former Member of the Advisory Board for the Endorsed Internal Auditing Program at Pittsburg State University, Pittsburg, KS
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