Financial Services Professional

JASON C. LARKINS

**-** ***** ****** #** Cell: 516-***-****

Briarwood, NY 11435 ********@*****.***

PROFESSIONAL SUMMARY

A financial services professional with diverse operations, and product knowledge. Expertise in business development, client relations, account reconciliation, team management, application support, and navigation.

PROFESSIONAL EXPERIENCE

UBS FINANCIAL SERVICES, Jersey City, NJ 2007 – 2009

Trade Support Service Associate

Provided execution detail, Account Reconciliation, Initiation of equity, option, and fixed income transaction to over eight thousand UBS Wealth Management Branches.

• Successfully provided navigation support to branch Consultworks trading platform reducing branch monetary exposure.

• Investigated and settled UBS branch omni-bus and client accounts.

• Collaborated with internal partners to increase service quality levels.

• Coordinated with product managers to provide system upgrades to increase service center efficiency.

• Analyzed and provided adjusted execution data for quarterly audits and reports.

• Assisted the Employee Branch, Extended Hours Trading, Foreign Trading Desk, Online Trading, Online Services, Asset Servicing, RMA, Managed Accounts, Mutual Funds, Municipal Bond Desk with product information, and order entry.

JOSEPH STEVENS INVESTMENT ADVISORS, New York, NY 2005 – 2007

Financial Advisor

Over eleven years of delivering professional financial service products including: stock, options, mutual funds, bonds, reverse exchangeable, initial public offerings, municipal investment vehicles, and asset management programs to diverse clientele.

• Generated and analyzed risk profiles of client financial status to implement structured investment strategies which generated client retention rate of greater than 65%.

• Collaborated with equity research department to construct account opening presentations that had generated a closing rate greater than one out of eight presentations.

• Created partnership with management to hire and manage a team of trainees that had increased the number of producing financial services associates.

LADENBURG THALMANN, New York, NY 1995 – 2003

Financial Advisor

Eight years delivering professional financial services products.

• Forged business partnerships with management to create an investment portfolio of assets of over one hundred million dollars.

• Assisted management with implementation of L.A.M.P. A proprietary asset management program responsible for raising assets, generating commissions, and improving client retention after 2001.

• Created study program that assisted in increasing the pass/fail rate of the NASD Series 7 and 63 exams. This resulted in first time pass/fail rate from 40% to over 60%, and the second chance pass/fail rate from 45% to over 76%.

METROPOLITAN OPEN HOUSE, New York, NY 2003 – Present

House Management Security

Personally responsible for Opera House, and park location security during performances.

JASON LARKINS

82-39 134th Street #5P Cell: 516-***-****

Briarwood, NY 11435 ********@*****.***

EDUCATION

Liberal Arts, La Guardia Community College, New York, NY

PROFESSIONAL CERTIFICATIONS

NASD Series 7 and Series 63

APPLICATION PROFICIENCIES

Microsoft Office, E-Mail Communications, People Soft, Rumba CICS, Direct Order Routing System, PMP ICS Trading Platform, Trade Connect Trading Platform, Instinet Trading Platform, Trade Allocation Processing System, Bloomberg,

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