JOHN HENRY “HANK” MUETTERTIES
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**** *. ****** ****** *********, CO 80120 303-***-**** ******@*****.***
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SUMMARY
Senior Counsel, member of and advisor to executive management, corporate secretary for all board functions, administered stock option plan, and built internal alliances to creatively manage issues. Responsible for all aspects of corporate governance and management of the legal function. Substantial expertise in SEC filing, Sarbanes-Oxley compliance, outside counsel and litigation management, commercial transactions, licensing and intellectual property protection, global transactions, data privacy, and M&A.
PROFESSIONAL EXPERIENCE
MUETTERTIES LAW, LLC., Littleton, CO 1/2010 - PRESENT
Sole practitioner engaged in business, intellectual property, licensing, governance and transactional law.
GUIDESTAR TECHNOLOGIES, INC., Westminster, CO 6/2008 - 12/2009
Vice President, Chief Legal Officer
Chief Legal Officer reporting to the CEO for a startup company which developed proprietary analytics software marketed to businesses and law enforcement agencies.
Handled all contractual matters with customers and data suppliers
Responsible for business and product development, intellectual property, compliance and privacy
ACXIOM CORPORATION, Broomfield, CO 8/2005 - 6/2008
Vice President, Acxiom Risk Mitigation, Inc.
Senior Counsel with dual reporting to the CEO and CLO for the Internet based provider of online investigative information services to businesses and law enforcement agencies via the use of proprietary software.
Negotiated and managed strategic acquisition of two companies
Negotiated license for strategic technology required for product line expansion
Responsible for all compliance and privacy issues
Handled all contractual matters with customers and data suppliers
LAW OFFICE OF J. HENRY MUETTERTIES, Littleton, CO 3/2003 - 8/2005
Sole practitioner engaged in business, intellectual property, licensing, governance and transactional law.
CASPER ENTERPRISES, INC., Arvada, CO 2/2002 - 3/2003
Executive management team sought to acquire two established, growing and profitable information services companies. Negotiated Term Sheet with three investment parties and LOIs with two target companies. Investors withdrew funding after collapse of market. Acxiom acquired one of the two target companies-see above.
BIOS GROUP, INC., Santa Fe, NM 1/2001 - 9/2001
Vice President, General Counsel & Secretary
Chief legal officer reporting to the CEO for a high technology consulting and software customization and product company.
Negotiated and drafted multimillion dollar software customization and license agreement
Managed and coordinated intellectual property portfolio with administrative, research, marketing, and sales departments
DBT ONLINE, INC., Boca Raton, Florida (DBT:NYSE/PTLX:NASDAQ) 3/1988 - 8/2000
Vice President, General Counsel & Secretary
Chief Legal Officer reporting to the CEO for the fastest-growing Internet based provider of online investigative information services to businesses, law enforcement agencies and consumers through the use of proprietary software.
Advised and worked closely with a world class NYSE Board of Director
Conducted due diligence on three target companies resulting in successful mergers
Revenue growth from $15M to $120M
Drafted multi-million dollar hardware and software purchases, licenses and consulting agreements
Negotiated, renegotiated and drafted Internet portal agreements with dot.com companies, national banks and insurance companies
Directed outside counsel on all litigation, effectively reducing legal expenses by 20%
Team player with ability to build consensus and spearhead change
Keen understanding of requirements to navigate companies through due diligence and merger process and beyond
Patlex Corporation (wholly owned subsidiary of DBT Online as of 8/1996)
Administered successful patent licensing program (Gould laser patents)
Merged with and then spun off from another public company, before forming DBT Online in a reverse merger
Managed over 250 worldwide licensees in automotive, aerospace, medical devices, scanning and manufacturing insuring compliance through the clear and consistent two way communication
Established a self funding licensee audit program which generated additional future revenue
Negotiated multi-million dollar licensing agreements and settled unique licensing issues
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EDUCATION
New York Law School, New York, NY University of Wisconsin, Madison, WI
Juris Doctor 1979 BS Mechanical Engineering 1975
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BAR ADMISSIONS
Colorado 2001 New York 1980
California 1984 US Patent and Trademark Office 198
JOHN HENRY “HANK” MUETTERTIES
7796 S. Datura Street Littleton, CO 80120 303-***-**** ******@*****.***
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KEY TRANSACTIONAL ACCOMPLISHMENTS
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General Business Transactions:
Drafted and negotiated hardware and software purchases, licenses, confidentiality, internet portal, employment and consulting agreements and formed joint venture
Incorporated investment and trademark licensing subsidiaries for tax purposes
Drafted shareholder agreements, stock purchase agreements and corporate loan documents
Negotiated funding commitment letters from venture capital groups and Letters of Intent with potential acquisition targets
Intellectual Property and Licensing:
Prepared and filed US and international patent, trademark and copyright applications
Drafted and negotiated technology licenses for patents and software in automotive, aerospace, medical device, manufacturing, scanning industries
Negotiated and drafted multimillion dollar software customization and license agreements
Managed over 250 worldwide licensees, established a self funding licensee audit program
Corporate Legal Administration:
Maintained over 3000 active corporate customer contracts
Counseled management in all functional areas and aligned strategies
Managed staff attorneys, outside counsel and compliance department
Managed/coordinated intellectual property portfolio with research, marketing, and sales departments
Mergers, Acquisitions and Divestitures:
Conducted due diligence on numerous target companies
Negotiated, prepared documentation, and closed on (a) merger of two public companies, (b) spin off of subsidiary into public company, and (c) reverse merger of public and private companies
Negotiated, prepared documentation and closed on strategic acquisition of several companies/assets
Acquired license for strategic technology for expansion of product line
Board of Directors, Corporate Governance and Securities Law Compliance:
Advised and worked with NASDAQ and NYSE Board of Directors
Maintained corporate legal records including Board and Committee meeting minutes
Filed SEC documentation for financial reporting, proxy statements and Hart-Scott-Rodino filing
Handled registration statement for sale of $125 million of company’s and insider’s stock
Administered corporate stock option plan
Litigation and Risk Management:
Oversaw outside corporate counsel in securities matters and patent and contract litigation
Promoted legal and compliance counseling
Responsible for compliance and privacy issues regarding data usage