Tamim Wali

**** *********** ***

Springfield, VA 22150

571-***-**** Cell adi20e@r.postjobfree.com

QUALIFICATIONS

Experience in investment, customer service, sales, insurance, billing, call center, compliance and collection.

Series 7, 66, 63, Life & Health, Property & Casualty licenses

WORK EXPERIENCE

Compliance Associates April 2020 - Present

Spire Investment Partner

1840 Michael Faraday Dr #105, Reston, VA 20190

Assist the Compliance Manager in meeting company/department goals. Review and monitor staff activities with regard to conflict-of-interest matters (such as personal account trades). Ensure employees, contactors and temp employees’ complete cybersecurity and insurance licenses are up to date and contact NIPR as needed. Keep track of CRD renewals. Stay in touch daily with financial advisors in regard compliance issues. Assist financial advisors and admin with regard to firm element training (AML, Red Flags, Conflict of interest and others).

Financial Solution Advisor December 2019 – April 2020

Bank of America (Merrill)

9280 Old Keene Mill Rd, Burke, VA 22015

Assisted clients with financial goals, investment timelines and risk tolerance. Then recommended financial services and products to meet client needs. These included Merrill edge self-directed, Merrill guided investment, Merrill guided investment with an advisor, mutual funds, annuities, saving, checking, cd, credit card, car loan and more. Provided advice based on clients’ needs and goals.

Operation Specialist II April 2018 – November 2019

Northwest Financial Advisor

200 Spring Street, Herndon, VA 20170

Helped clients with different forms of financial needs. Applications included IRA, Roth IRA, Mutual Funds, 529 plans, Non-Retirement, Trust accounts and other accounts. Opened new accounts and completed account transfers. Completed special projects and other duties assigned. Verified all documents in good order. Processed checks and updated cash blotter. Reviewed daily notifications and resolved issues. Performed transactions and proficient in CRM and Client Works.

Investor Service Associates July 2016 – March 2018

ICMA-RC

777 North Capitol Street NE Washington D.C. 20002

Took incoming and outgoing calls regarding public sector investments. Discussed

401A, 401K, 457, IRA and RHS plans. Performed duties such as user id, password and reset. Helped clients with online account access. Helped clients with different forms of financial needs and sent the appropriate forms. Performed transactions.

Financial Services Representative September 2015 – June 2016

MetLife

7600 Leesburg Pike, Falls Church, VA 22043

Assisted clients with financial goals, investment timelines and risk tolerance. Then recommended financial services and products to meet client needs. These might include insurance policies, property/casualty, annuities and mutual funds. Knowledge of different financial forms.

Insurance Counselor August 2013 – May 2014

AAA Mid-Atlantic

8300 Old Courthouse Road #110, Vienna, VA 22182

Completed sales of insurance products by qualified applications, followed leads, solicited business, counseled customers concerning coverage, quoted insurance rates and accurately completed new insurance applications. Provided excellent customer service.

Role Player, Interpreter and Cultural Advisor

Mobius Industries 308 North 5th St. Leesville, LA 71446 July 2012 – August 2013

Ginn Group, 200 West Park Dr. Peachtree City, GA 30269 January 2011 – August 2013

Calent,12359 Sunrise Valley Drive #270 Reston, VA 20191 December 2010 – October 2012

In support of situational training exercises of the U.S. military, convincingly recreated scripted and unscripted roles to convey the political, religious, cultural, and economic relationships reflected in the applicable community.

Dari and Farsi Linguist September 2009 - November 2010

Mission Essential Personnel

4343 Easton Commons #100, Columbus, OH 43219

Person-to-person on the spot interpretation for reason including health and welfare, religion, medical, psychiatry, discipline and rapport. Conduct in depth debriefing and or interrogation in manners ranging from friendly and respectful to hostile and aggressive. Debriefed and interrogated human sources in Dari, Farsi and English for purposes of building rapport and investigation.

SKILLS

Technical: Proficient in CRM, Client Works, Microsoft Word, Smart Office, Excel, CIS, Workplace, File Manager, DocuSign, Laserfiche, Gentech, Zendesk, Symitar

Primary languages: Dari, Farsi, Tajiki

Additional Skills: Quantitative and qualitative analytical and evaluation skills; strong interpersonal skills.

US citizen

EDUCATION Bachelor of Arts, Small Business Management

George Mason University, Fairfax, VA GPA 3.23

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