CLAUDIA MARQUEZ
e-mail: adha5p@r.postjobfree.com
www.linkedin.com/in/claudiaamarquez
Financial services professional with top tier international banks providing effective trade support for business growth.
EAGLE
MUREX
SWIFT ALLIANCE
BONYMMI-CONNECT
JPMorgan ACCESS
BLOOMBERG
FX ALL
MYSIS
OTP / CALYPSO
DTC
BOFA - Cashpro
SMART - SAP
OPICS
EUROCLEAR
SPANISH PROFICIENCY
EXPERIENCE
Federated Investors Inc. – Pittsburg, PA. June 2020 – September 2020
Operations Analyst – Remote Contract
• Accountable for allocated portfolios, proactive investigation and reconciliation of queries arising from internal stakeholders, clients, counterparties, custodians and administrators
• Perform cash and position reconciliation against internal records to custody transactions for Fixed income and Equity accounts in Electra
• Maintain ownership of daily transaction, cash and position breaks by conducting investigation on differences, and monitoring through timely resolution with processing teams and custodians
• Monthly reconciliation of final holdings data between Custodian reports & IBOR holdings data in Eagle
INTL FC Stone - New York June 2019 – January 2020
Global Payments - FX Investigations
• Ensure Nostro and Agent bank cover breaks for FX and Spot forwards in LATAM and Caribbean currencies are concluded in proprietary system
• Processing and verification of FX Investigations for MT 199, 195, 299, and payments via 103, 202 via Swift alliance and ACH payments in Bofa Cashpro
• Daily reconciliation of payments released via reports and distribution to management
• Liaise with Front office, middle office, reconciliations, compliance teams in HO and correspondent business partners for payments resolution and seamless client service
HSBC Global Banking and Markets – New York June 2018 – April 2019
FX Operations Specialist- Contract
• Confirmation matching and affirmation of corporate client FX, Spot forwards, NDF, and Swaps via FX all and Mysis
• FX Trade settlement and payments via MT 103, 202, and 199 wire transfers
• Formatting and repair of customer Swift messages via Global Plus System
• Reconciliation of cover payments and account balances of client accounts
• Liaise with customer fund transfer teams for investigations, reconciliations and Middle Office
DZ Bank AG - New York, NY April 2009 – December 2017
AVP - Operations Analyst
Fixed Income – Operations Specialist- AT April 2001 – 2009
Trade capture and allocation of U.S. T-Notes, ABS, CMBS, CDO, CLO, MM, FX, CLS, Interest Rate Swaps, Equities, CD and CP issuance
• Executed settlement and trade life cycle of purchase and sales, payments and confirmation with prime brokers and counterparties via DTC, Euroclear and Fed settlements
• Processing of Fed wire payments, CHIPS, via SWIFT and monitoring of OFAC sanctions filter to clear hits
• Custodian reconciliation of 5B Structured credit portfolio with resolution of trade breaks, fails, write offs, monthly principal and interest payment exceptions for valuation of P&L
• Cash management and forecasting of daily 2-4B position via correspondent bank cash activity reports
• Trade blotter reconciliation for intraday liquidity funding position for Federal Reserve closing, LCH and Margin Calls
• NOSTRO reconciliation of items via Smart System and distribution of reports to management
• Monitoring and execution of voluntary corporate actions and performed due diligence of litigation documents for Securities Portfolio with custodian and head office, ensuring regulatory controls
• Monitoring of NYS Superintendent of Banks Pledge account requirement and correspondence with compliance monitoring to mitigate risk
• Compliance and Audit regulatory preparation of documents for monitoring and designated contact for Business Continuity Testing
• Team leader with effective supervision of 4 new staff for cross functional training
• Developed Access Database with SVP to improve securities portfolio management of monthly principal pool factors and interest, eliminating workarounds
• Collaborated with German HDQ for strategic development of Murex upgrade project with testing, implementation and launch of go-live functions for 2 years
• Equity trade settlement via Impact - Oasys for Broker dealer, confirmations and investigations of breaks
• Execution of month-end mark to market pricing and reporting to head office and liaise with
Banco Bilbao Vizcaya S.A. – New York, NY September 1991 – April 2001
International Operations, Private Banking, Emerging Markets - Trading Assistant
Administration and settlement of U.S. T-Notes, International bonds, financial futures and options, interest rate swaps, CD issuance, Triparty Repos, FRAs, FX and MM
• Liaised with Europe and Latin American representative offices for trade execution of client’s portfolio
• Daily reconciliation of positions and analysis of month end mark to market reports to management and Spain HDQ
• Executed new DDA account opening for clients via check clearing, funds transfers
• Assisted VP with Power point presentations to clients and month end financial statements
EDUCATION
St. John’s University – New York
BS, Business Administration