Financial Services Associate/Asministrative Assistant

Margaret M. Last

*** *. **** ****** 215-***-****

Philadelphia, PA 19130 **************@*****.***

PROFILE

A Senior Registered Client Associate with over 25 year experience in the financial services industry. I am a quick learner with excellent analytical and problem solving skills. WORK EXPERIENCE

MOTHERS IN CHARGE May 2016- January 2017

Peer Specialist

● Purpose: to aid, teach and support others in their recovery process.

● Ability to establish trusting relationships and with people receiving behavioral health services.

● The peer relationship is characterized by mutual trust and respect, achieving goals and moving towards a meaningful

RBC WEALTH MANAGEMENT 2013-2015

Sr. Registered Client Associate

Administrative support for three executive level financial advisors. Responsibilities included:

● Opening and set up of accounts according to requested trading platforms or portfolios.

● Entering unsolicited security orders and reporting executions to clients and financial advisors.

● Preparation of account summary reports.

UBS FINANCIAL SERVICES 2011- 2012

Sr. Registered Client Service Associate

Provided administrative support for two senior level financial advisors. Duties included managing calendars and serving as point of contact in their absence. Additional responsibilities included:

● Facilitation of daily request, recurring request, wire transfers and other transactions

● Set up of estate accounts and analysis of statements to facilitate receipt of assets and preparation of disbursements

RBC WEALTH MANAGEMENT 2005-2011

Sr. Registered Client Service Associate

Administrative support for Chairman’s Council Broker primarily in commodities trading. Responsible for high volume commodity business. Additional responsibilities included:

● Entering orders and balancing books.

● Prioritizing and expediting commodity and securities trading accounts.

● Acquired Series 3 (Commodities License)

PAINEWEBBER, INC (UBS FINANCIAL SERVICES) 1997-2005 Sr. Registered Client Service Associate

Prioritized and expedited the opening of both commodity and securities trading accounts. Ensured marketing materials and firm periodicals were sent to client on a routine basis. PRUDENTIAL SECURITIES 1989-1997

Wire Operator/Sr. Operations Associate/Registered Client Associate Entering all stocks, bonds, options and commodity orders for the entire office. Entered orders and balanced the books daily. Responsible for limiting trade errors. Additional responsibilities included cashiering functions. EDUCATION

Rosemont College, Rosemont PA 1986-1989

HS Diploma, Archbishop John Carroll High School, Radnor PA PROFESSIONAL LICENSES

Series 7 (1996)

Series 63 (1996)

Series 3 (2005)

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