Janet K. Hildebrand

***** ****** **. ****** ****, Illinois 60467

708-***-**** (home)

Email: aczi1j@r.postjobfree.com

Skills and Experience

Spearhead daily compliance operations of a Fortune 500 Company.

Direct reports include: Information Technology, Marketing, Regulatory Agencies, and certain accounting functions.

Design and implement business plans to align with Firm’s policies and procedures.

Liaison in developing and implementing strategic plans to enhance Operations efficiencies and effectiveness.

Assist DCO and CCO with developing and implementing strategic compliance procedures. Formulate and advance policies/procedures that align with Compliance training and reviews for long and short-term goals.

Collaborate and assist with the quarterly update of the firm’s Compliance Manual as well as providing notification to various departments within the firm that may be affected by new regulatory requirements or require procedural updates.

Research and respond to all Regulatory agency investigations, resulting in reduced potential fines or a complete dismissal of the investigation for the firm.

Extensive experience in training/development of criteria to maintain open lines of communication enhancing the development of better procedures and processes which contributes to the improvement of employee productivity.

Well-versed in CFTC and NFA laws and governing Exchange regulations: CME, CBOT, ICE, CBOE and MGEX.

Proven Proficiency in Customer satisfaction, resolving customer complaints/concerns while working with the firm’s Risk Consultants.

Design and implementation of criteria for the firm relating to the necessary regulatory requirements for daily and monthly reviews of various firm activities involving Ethics, Supervision, Organizational Behavior and Marketing.

Employment

Compliance Officer, INTL FCStone Financial Inc. Chicago, IL (2006-2016)

New Account Manager/Compliance, Alaron Trading LLC, Chicago, IL (2003-2006)

Compliance, Human Resources, Future Path Trading, Hammer Trading Division of Refco, Chicago IL (2002 – 2003)

Compliance Officer and New Business Onboarding R B &H Financial Services, Chicago, IL (1994 – 2002)

Manger, Homewood Tri-Mart, Homewood, IL (1993 –1994)

Sales Assistant, Quantum Financial Services, Chicago, IL (1992 – 1993)

Organizations/Achievements

NFA Series 3 Futures Brokers License

Chicago Board of Trade COM Membership

Education

NFA Series 3 Brokerage, Chicago IL

Chicago Board of Trade COM Membership, Chicago, IL

Lewis University, Joliet IL, Major: Nursing

Little Company of Mary Nursing School, Evergreen Park, IL Major: Nursing

Computer Skills

Windows 2010, Windows XP, Share Point, Global Relay, VPN, MSWord, Excel, Outlook, and various software packages

References Furnished Upon Request

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