Priyanka Jain

734-***-****/ acyic5@r.postjobfree.com

https://www.linkedin.com/in/priyankajain28

Summary

Risk and audit professional with 10+ years of experience in operational &

model risk management, investments internal audit and Big 4 auditing firm.

Currently, part of the Global Risk Management team responsible for

developing an enterprise-wide, independent and comprehensive risk

framework to appropriately identify, aggregate, measure, manage and report

risks across the organization. Facilitated development and implementation

of the model risk governance framework.

Comprehensive understanding of Audit, Risk & Compliance functions

Audit professional with expertise in developing audit strategies, risk

based audit programs, test procedures and audit reports. Extensive

experience in auditing financial products and services. Lead multiple

client engagements in planning and executing financial statement audits as

a Big 4 audit professional.

Responsible for supervising cross functional teams of professionals and

manage multiple projects. Focused on building relationships with key

stakeholders within the business and with external consultants.

Core Competencies

- Audit & Risk Management experience - Manage strong and

effective business relationships

- Management Reporting - Process documentation &

improvement

- Risk assessments -Effective communication

skills

- Issues management - Review of internal control

environment

Work Experience

MetLife October, 2006-

Current

Corporate Risk Management (Nov, 2013- Current)

Lead, Operational Risk & Governance

. Responsible for partnering with key stakeholders in the business to

oversee identification and assessment of key and emerging risks

. Maintain strong and effective relationships with all areas of Risk

Management

. Develop training to educate risk owners on risk management best practices

and work with other risk functions in the development and implementation

of risk controls

. Lead cross-functional teams to develop operational risk infrastructure

. Manage processes for collecting accurate and complete internal loss data

from business areas and assists in the early identification of risk

trends

. Support identification and reporting of emerging risks

. Analyze, trend and report on external loss events

. Responsible for preparing key reports and communications and for various

governance committees, senior management, regulatory bodies and Board of

Directors

. Develop, document and communicate risk policies and procedures and ensure

their ongoing relevance

Model Risk Governance

Worked with the model risk management team to

. Facilitate development, implementation and maintenance of model risk

framework

. Developed the model risk governance policy

. Coordinate as necessary and appropriate with other functions to

develop, maintain, and manage a centralized model inventory, model

documentation library, and work stream tools necessary to effectively

manage model risk

. Support and build a model validation and testing plan

. Responsible for preparing various model risk reports to facilitate

reporting to various management committees

Internal Audit (October 2006- February 2011)

Manager, Investments Internal Audit

. Extensive experience in auditing financial products and services,

Derivatives, Capital Markets, Public and Private Securities, Risk

Management;

. Performed special reviews; investigations (including international);

. Coordinate efforts for efficient project management between Sarbanes-

Oxley (SOX) team, external auditors and the business;

. Liaison between internal business lines, senior management and external

auditors;

. Performed risk assessments of various functional areas/departments within

the required timeline;

. Developed strategy around the audit plan and coordinated audit

activities, including Sarbanes-Oxley (SOX) and performed testing to ensure

compliance with appropriate domestic and international standards;

. Established risk-based audit programs;

. Reviewed the suitability of internal control design;

. Supervised staff and other audit partners, who performed the testing;

. Reported to the senior management on the status of SOX, internal control

initiatives, new policies and procedures and drafted audit reports;

. Performed walkthroughs to assess design and operating effectiveness of

the process' key control's;

Ernst & Young July 2000-

September 2006

Assurance and Advisory Business Services

. Lead multiple client audit engagements ( industries e.g.

manufacturing, insurance, energy, pharma) which include planning

executing, directing, and completing financial statement audits;

. Supervised, trained and mentor associates and interns by counseling

and assisting them in the management of all aspects of their work

lives and in obtaining their career objectives;

. Reviewed and monitored the progress of team members and the audit,

including review work papers, assignment tasks, monitor budget, and

reporting;

. Proactively interact with key client's management to gather

information, resolve problems, and make recommendations for business

and process improvements;

Education

Professional qualification- Chartered Accountant (Institute of Chartered

Accountants of India)

Bachelors of Commerce (Honors)

Sri Ram College of Commerce, New Delhi, India (Rated the best college in

Asia)

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