Office Sales

Jason Goldberg

*** **** **** ****** *** York, NY 10012 646-***-**** ********@*****.***

SPECIALIZED KNOWLEDGE & SKILLS:

Licensed in Series 99

Experience with: Bloomberg, Winfits, MS Office, Arts, Impact

Aptitude for figures and statistics; meticulous attention to detail

Creative and innovative problem solving; willingness to learn; ability to work independently

Strong communication, presentation and public speaking skills.

Highly motivated to succeed; carry heavy course load; high energy level; ability to multitask.

PROFESSIONAL EXPERIENCE:

Royal Bank of Canada, New York, NY January 2015-Present

Associate Director, Fixed Income Middle Office

Work closely with Technology to monitor straight through processing of electronic trading on a real time basis as well as testing new gateways flows onto our front end risk platforms.

Help Technology to creatively develop, build and test strategic enhancements on our front end trading platforms to better assist the traders with monitoring of their risk and trade execution.

Assist trading desk in all functions of fixed income trading; support revenue generation, ensure cost effectiveness, operational/administrative effectiveness, and compliance to street wide conventions and rules and regulations.

Actively monitor risk control for trading desk by assisting in trade inputting and matching execution and ensure the proper hedge balance on all trades.

Associate, Fixed Income Middle Office January 2010- December 2014

Manage and submit bids to the Fed for trading desk during FOMC Operations via Taaps/Fed Trade terminals.

Work on ways to streamline trade support operations to create cost benefit for the desk and RBC.

Responsible for timely resolution of all breaks between front office systems and back office systems.

Liaise between IT, Front and Back Office on all related trade breaks and settlement issues.

Liaise with the repo desk for funding related issues.

Barclays Capital (Company Merge), New York, NY September 2008- January 2010

Senior Analyst, Product Control Prime Services

Lehman Brothers, New York, NY September 2007- September 2008

Senior Analyst, Central Funding, Middle Office

Trade capture for risk and P&L reporting

Verified all trade details for funding, settlement, documentation, and risk and P&L reporting.

Trade maintenance including sets/resets, change forms and terminations.

Daily trade and month-end position balancing, reconciliation and exception processing.

Position and trade monitoring for risk management.

Verbal or signed trade confirmation with clients, brokers and other counterparties.

Daily calculation and complication of trader/desk P&L.

Monitored trader mandates and stop-loss limits.

Interface with Sales, Trading, Banking Legal, Compliance and Clients.

Worked with traders and business representatives to design workflows for new products.

Developing and implement automation solutions to capture processing efficiencies.

Reviewed and paid Brokerage Bills.

Prepared reports for daily and monthly packages to traders.

Senior Analyst, Counterparty Margin March 2005- September 2007

Monitored exposure on FI Financing, FI Option, US Forwards and Derivatives trades.

Processed collateral movements with back office areas and systems.

Investigated and resolved trade discrepancies and collateral fails.

Built and maintained strong relationships with clients, traders, sales people, corporate credit, and peers.

Knowledge of the firm’s mainframe and risk management systems in order to research trade population and Mark to Market discrepancies.

Familiar with collateral types such as US Treasuries and US Mortgages.

Preparation of Management Information Systems Reporting.

Trained peers throughout the firm on the daily functions of the margin group.

Bank of America, New York, NY

Contractor November 2004- March 2005

Managed relationships and coordinated work and communications across Management, Line of Business, Audit, Compliance, and Legal.

Researched and managed the solicitation, collection, and uploading of customer information.

Supervised and trained fellow team members on multiple project tasks.

EDUCATION:

University at Albany, State University of New York, Albany, NY May 2004

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