Management Risk

** ******** ******, ******, ** ***** - 732-***-**** – *************@*******.***

EDUCATION

York University, Toronto, Canada May 2015 - April 2016

Masters of Arts

Specialization – Applied Statistics

Participated in Statistical Society of Canada Case Study Competition 2016 University of Karachi, Karachi, Pakistan January 2009 - December 2012

Bachelors of Studies – Actuarial Science & Risk Management

Recipient of Gold Medal for achieving highest CGPA in class EXPERIENCE

Karachi Stock Exchange, Karachi, Pakistan May 2014 – January 2015 Compliance Officer – Regulatory Affairs Department Compliance to Risk Management

Monitored and ensured compliance of all the codes under Risk Management Regulations of Karachi Stock Exchange.

Conducted analysis to identify any violation of the regulations.

Coordinated with the Operational Risk Management Department for communicating the identified violations and assisting them in taking appropriate actions adhering to the regulations for the mitigation of risks promptly.

Maintained all the up to date information and records in the system along with appropriate filing to ensure adherence with regulatory requirements.

Responded to the queries of the Brokers regarding risk management regulations and presented solutions to their non-compliance issues in accordance with the regulations. Compliance to Internet Based Trading Services

Responsible to ensure all the Brokers subscribed to Internet Trading Services were periodically audited under the Internet Trading Regulations of Karachi Stock Exchange.

Reviewed and scrutinized the Audit Reports of the Brokers to identify any existing non-compliance(s).

Drafted and documented all the non-compliance issues of the Brokers for their prompt rectification.

Developed effective lines of communication with the Brokers to educate them on compliance obligation and explain the implication of non-compliance. Recommended corrective actions in conformity with the regulations.

Researched and proposed amendments in the existing regulations.

Prepared quarterly reports on the compliance status of Brokers under Internet Based Trading Regulations for their timely submission to Securities and Exchange Commission of Pakistan.

Assisted in bringing the compliance rates up with my contributions. Bisma Narmeen Farooqi

38 Monmouth Avenue, Edison, NJ 08820

732-***-**** *************@*******.***

38 Monmouth Avenue, Edison, NJ 08820 - 732-***-**** – *************@*******.*** Generation’s School, Karachi, Pakistan October 2013 – May 2014 Teacher

Taught English and Social Studies to grade 4.

Developed, administered and corrected tests and exams in a timely manner.

Designed lesson plans focused on age and level-appropriate material. SKILLS

Adaptable Excellent analytical skills

Strong verbal communication Excellent quantitative skills

Cooperative & quick learner

Experience with MS Office, Excel, PowerPoint, R, SAS EXTRA CURRICULAR ACTIVITIES & ACHIEVEMENTS

Awarded Scholarship as an Exchange Student sponsored by US Government.

Hosted a seminar arranged by the Statistics department at University of Karachi.

Voluntarily tutored children for English and Mathematics for grade 5th and 9th.

Played under the Junior Varsity Soccer Team.

Runner up in Junior Badminton Championship.

Contact this candidate