Manager Management

Michael D. Eisner, CAMS

** ******* ***** ******** ***** NY 10930 ************@***.*** (845) 596-

8349

Professional Experience

ACAMS certified, November, 2010

Executive Board Member, Northern NJ ACAMS Chapter

JPMorgan Chase & Co., NJ 3/13 - present

Vice President/Manager, Fraud, Compliance & Investigations (FCOI)

. Manage a team of 18 experienced Investigators responsible for

investigating fraud across all banking products including demand

deposit accounts (DDAs), credit cards, consumer loans, etc.; and,

various fraud types including elder financial exploitation, identity

theft, account takeover, wire transfers and others.

. Ensure compliance with Bank-wide policies as they relate to Suspicious

Activity Reports (SARs);

. Perform Quality Assurance (QA) reviews of all closed cases and SARs

prior to eFiling with FinCEN;

. Manage relationships with federal, state and local law enforcement

with respect to open and/or closed investigations;

. Oversee the development of training program for newly hired

Investigators;

. Implement new guidance and directives from senior management;

. Assist in the development of new policies and procedures, and the

continued maintenance of existing ones, in order to keep relevant with

new regulations and guidance, both internally and from external

parties including, but not limited to, federal and state regulators,

and auditors.

Hudson City Savings Bank, NJ 8/11-3/13

BSA/Security Manager

.

Oversaw the Bank's day-to-day responsibilities with respect to The

Bank Secrecy Act (BSA) and The Office of Foreign Assets Control

(OFAC);

. Managed and mentored team of one BSA Supervisor, one BSA QC Analyst

and five BSA BSA/Transaction Monitoring Analysts;

. Performed Quality Assurance (QA) reviews and "eFiled" of all

Suspicious Activity Reports (SARs) and provided oversight of the

Cuurency Transaction Reporting "eFile" process through FinCEN;

. Authored the Bank's annual BSA Risk Assessment for presentation to the

Bank's Board Risk Committee;

. Compiled monthly metrics for MIS reporting to the Bank's Board Risk

Committee;

. Member of the Bank's Compliance Committee as the BSA representative;

. Advised the Bank's Chief Security Officer on all matters relating to

BSA as they affect the Bank's customers and employees;

. Partnered with the Bank's IT department with respect to the software

products used to support the Bank's compliance with BSA requirements

including, but not limited to, GIFTS (transaction monitoring/314(a)

compliance) and Bridger XG (OFAC compliance);

. Provided targeted training and continuing education relating to BSA

and Security to the Bank's 135 Branch Offices;

. Managed relationships with Internal Audit, OCC and other Regulatory

bodies;

. Acted as Bank's Subject Matter Expert (SME) on all matters related to

The BSA and Anti-Money Laundering (AML) regulations;

. Updated the BSA Program, as necessary.

Fiduciary Trust Company, NY 4/07 - 8/11

Vice President/Manager - AML Transaction Monitoring Compliance

. Lead team of five Transaction Monitoring Analysts responsible for the

daily, weekly and monthly research and review of approximately 1,000

cases consisting of multiple suspicious activity Alerts generated on

GIFTSWEB EDD, the Bank's suspicious activity detection software, for

multiple banking products including DDA, savings, CDs, private

banking, investment management, mortgages, loans, trust and custody;

. Oversaw Bank's successful compliance with OFAC and FinCEN 314(a)

programs including the review and of all potential OFAC "hits" on

Bridger Insight and the annual OFAC Risk Assessment;

. Completed annual AML Risk Assessment which measured and evaluated the

level of money laundering risk posed to the Bank at the account,

client and product level;

. Approved and filed all Suspicious Activity Reports (SARs);

. Administered the Bank's annual review of all high-risk accounts;

. Responsible for maintaining and enhancing the Bank's account risk-

rating program;

. Key member of Bank's AML Compliance Committee which includes the

Bank's CEO, CFO, CCO, Department Heads and other Senior Managers;

. Assisted in management of relationships with Bank regulators,

including FDIC, New York State Banking Department and the OTS, as well

as Internal Audit on regulatory examinations and Internal Audit

reviews;

. Partnered with IT in designing and building specifications for a

proprietary interim transaction monitoring system, resulting in cost

savings of approximately $40,000.00;

. Managed the implementation of a Transaction Monitoring system for a

newly-acquired subsidiary.

The Bank of New York (Private Bank), NY, 5/06 - 4/07

Vice President/Manager - Surveillance Unit

. Managed a team of two Surveillance Analysts;

. Completed and updated Bank's annual AML Risk Assessment;

. Compiled monthly management reports for presentation to Senior

Management;

. Tracked and reported on critical Compliance and business initiatives

including KYC remediation projects and KYC renewals;

. Administered tracking and ensured accurate completion of 90-day

reviews for new accounts by the business

JPMorgan Asset Management, NY 3/05-5/06

Assistant Vice President/Anti-Money Laundering Compliance Officer

. Authored and updated Firm's annual AML Risk Assessment;

. Created Firm's first on-line, interactive, AML Training Program;

. Achieved 100% completion rate for AML Training amongst 1,500+

employees;

. Division representative for Bank-wide AMLOC;

. Assisted Assistant General Counsel in updating Firm's AML Policies and

Procedures, as appropriate, consistent with changes in regulations and

law

Morgan Stanley, NY 5/04 - 3/05

. Anti-Money Laundering Compliance Associate

. Review daily exception reports consisting of numerous transaction-

based scenarios relating to potential suspicious activity amongst the

Firm's institutional and Private Wealth Management client accounts.

. Review weekly OFAC exception reports.

. Provide guidance with respect to Cayman Islands entities that maintain

accounts with the Firm.

. Assist in providing monthly AML/PATRIOT Act training sessions to

numerous business lines within the Firm.

. Assist in the creation and implementation of the Firm's web-integrated

transaction-based monitoring system.

. Daily surveillance of outgoing wire transfers.

Mellon Financial Corporation, NJ 12/02 - 5/04

AML/OFAC Compliance Officer / Equities Trade Desk Compliance Officer

. Managed all aspects of Firm's Anti-Money Laundering Program.

. Provide support to the Chief Compliance Officer and company counsel

with regard to BSA OFAC and AML compliance;

. Reviewed and cleared all potential OFAC matches through Prime

Compliance Manager pursuant to all new Investor accounts and periodic

SDN updates received from OFAC;

. Filed annual report of blocked property with OFAC;

. Developed and implemented updates and modifications to BSA/AML

compliance manual as required by changes in law, company

products/services, corporate structure or other factors;

. Responsible for the day-to-day activities of the Legal Compliance

department, with respect to the Bank Secrecy Act (BSA) and anti-money

laundering (AML) activities, including but not limited to daily review

and in-depth analysis of transaction activity of various product

lines, fielding inquiries from company personnel, filing suspicious

activity reports (SAR) with the government, maintaining relevant

records, communicating with internal and external counsel,

communicating with various federal or state government representatives

including law enforcement, preparing and presenting compliance status

reports to senior management and developing and delivering training to

relevant personnel;

. Designed and implemented the Firm's Customer Identification Program

(CIP)pursuant to the USA PATRIOT Act.

Education

State University of New York at Plattsburgh, Plattsburgh, New York

Bachelor of Arts, Radio/Television Mass Communications, 1997

Computer Skills

Proficient in Microsoft Access, Excel, Office, Outlook, Powerpoint, and

Word, Lotus Notes and Internet

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