Manager Office

**************@*******.*** 818-***-****

Dino Villaseñor has an established track record building, growing, and maintaining

compliant, productive environments in the retail broker dealer community. As a licensed

industry professional, he offers a balanced blend of client focused leadership and product

analysis skill that supports the activities of a firm's equity team.

Most recently, Mr. Villaseñor served as CEO/ CCO of a regional brokerage firm

specializing in liquidation of low priced thinly traded securities.

Mr. Villaseñor served as Executive Vice President and Branch Office Manager for a

Regional 1031 Exchange Investment Bank and Securities firm based in Santa Monica,

CA.

Mr. Villaseñor obtained his FINRA Series 7 General Securities Registered Representative

license in 1994 and FINRA Series 24 Registered Principal License in 1996. Mr. Villaseñor

served as Executive Director, Business Development for several Regional Investment

Banking and retail brokerage firms.

Since 1986, Mr. Villaseñor brings experience from Investment Banking firms specializing

in Mergers & Acquisitions, Divestitures, Joint Ventures, Restructurings, Opinion Letters

and Valuations. He has worked in various capacities in the retail brokerage industry

including Director, Mutual Fund Department for a nationwide, full service, deep discount

retail brokerage firm assisting brokers with client portfolio evaluations, comparative

analysis and asset allocation.

FINRA Series 7, 79, 24, 99, 63

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