S.Arunraj
Mobile: +91-917******* E-Mail: ***********@*****.**.**
Personality Profile
I am a proactive, disciplined and result oriented individual, enjoy working
in a group and adaptable to changing environment.
Career Objectives
To contribute in all ways my experience and expertise to further the goals
and objectives of the organization I serve for. To constantly and
consistently climb the learning curve in order to become an invaluable
asset to the people and organization I associate myself with.
Strength
My experience in various fields, adaptability, leadership and mobility
enables me to have a holistic perception on organizational requirements.
My inter-personal skills enable result oriented team performance. Adept at
handling large teams by fostering achievement oriented environment.
Work Experience
Seventeen years of experience in Branch Operations/Mutual Fund
Operations, Investor Relations and Project Management in Senior Management
roles in UTI-Technology Services Ltd. and Karvy Computershare Pvt. Ltd
Current Employer:- Karvy Computer Share Pvt Ltd., Hyderabad
Working as Senior Manager with Karvy Computer Share Pvt. Ltd., from August
2011 to till date.
Responsible for service delivery of Special products/ MIS/New project
Implementation divisions for Reliance Mutual Fund.
Member of Senior Management group responsible for service delivery & Client
Relationship Management with client.
Role: Head- Operations:-Special Product Division,
> Responsible for monitoring and completion of over 50000 new
Systematic Investment
applications/Systematic Transfer Applications reported from over 200
branches spread across the country and also for timely execution of
over 15,00,000 lakh monthly transaction under SIP/STP spread across
different dates
> Responsible for submission of various periodic MIS to Client and
company's Internal Management.
> Guiding and mentoring over 150 staff who works on a three shifts for
maintaining quality and service standards.
> Responsible for implementing various business level changes required
for day to day operations by closely working with company's IT team
and getting the same tested, and then roll-out for production.
> Responsible for complete reconciliation of unit capital created vs.
money received during different SIP cycles
Role: Head- Operations:- MIS & Business Reporting
> Responsible for delivery of various regulatory, daily/Monthly and
periodical MIS to AMC.
> Receiving/understanding various business requirements relating to new
MIS from client.
> Preparation of Business requirement Document and sharing with
company's IT division Running of UAT of new reports before it gets
implemented in live environment by closely working with company's IT
team and getting the same tested, and then roll-out for production.
> Role: Head- Operations:-New Projects Implementation,
> Receiving and understanding new business initiatives/process changes
from client
> Preparation of business requirement document and sharing the same with
company's IT team.
> Closely interacts with various teams of AMCs like business/IT and also
internal processing team in aligning the business requirements.
> Carrying out UAT and confirming as to correctness of new changes
implemented.
> Preparation of user manual and arranging for necessary training to
various front office users on new process changes rolled-out.
Previous assignments handled at Karvy:-
Role: Head- Operations:-Central Processing Zone for UTI Mutual Fund Unit
(From December 2007 till August 2011)
> Responsible for implementing various business level changes required
for day to day operations by closely working with company's IT team
and getting the same tested, and then roll-out for production.
> Responsible for monitoring and completion of over 10000 commercial
transactions reported every day from over 200 branches spread across
the country.
> Responsible for submission of various periodic MIS to Client and
company's Internal Management.
> Guiding and mentoring over 300 staff who works on a three shifts for
maintaining quality and service standards
> Responsible for UTI Mutual Fund's online website and exchange
transactions processing and customer service.
Important milestones achieved in present assignment:-
> Migration and consolidation of schemes from various registrars into
One Company.
> Setting up of various process controls and system implementation of
more than 40 different Mutual Fund products.
> Rolled-out complete package of vernacular language processing for
UTI Mutual Fund by conceptualizing and designing various formats of
deliverables and MIS.
> Rolled-out Mobile commerce application for UTI Mutual Fund.
> Managing UTI Mutual Fund's online website and carrying out periodic
changes as desired by UTI Mutual Fund.
> Rolled-out Internet-SIP application for UTI Mutual Fund.
> Part of Project team, which over-hauled the Unit Linked Insurance
Plan (one of the oldest Insurance Plan) and setting up various
process controls in system.
> Overhauled Special Product processing at Reliance Mutual Fund.
> Have brought down the customer complaints from the peak of 4500
during the month of August 2011 to around 300 during December 2012.
> Have successfully implemented Six Sigma initiative for improving
the turnaround time for completion of entire SIP registration
process.
> Rolled-out "Invest Easy", new process initiative by Reliance Mutual
Fund, which enables multi-platform transaction facilities to its
customers.
> Rolled out the facility of transacting through "stock exchanges"
for UTI Mutual Fund Customers.
> Rolled out "Corporate Connect", an online platform for corporate
investors of Reliance Mutual Fund to transact online.
March 1996 to December 2007 : UTI TECHNOLOGY SERVICES LTD. ( Joined as
Assistant Manager in March 1996, served as Branch Manager and rose to the
position of Assistant Vice President in 2004)
Assistant Vice President- Mutual Fund Operations (All India) (From June18,
2007 to December 2007)
> Monitoring the operational activities of branches and providing
guidelines regarding operational matters concerning mutual Fund
operations.
> Implementation of business AMC business requirements due to changes in
scheme provisions and
> Interface between AMC and its bankers on implementation of CMS across
the country.
> Monitoring day to day processing activities and Accounting related
activities between AMC and bankers.
Assistant Vice President (Regional Manager for Southern Regional Office
(From December 2003 to June 2007)
> Headed the Southern Regional office with 13 Branches/Investor
Service Wings spread over Tamil Nadu, Karnataka, Andhra Pradesh and
Kerala.
> Fixing the benchmarks for 8 Managers, 14 Assistant Managers, 100
Executives of entire Southern branches to ensure the following
activities:
> Processing Sales / Repurchase applications and other Post Sales
activities of various Schemes/Plans of UTI Mutual Fund.
> Issue of Statement of Accounts / Unit Certificates / Membership
Certificates as per SEBI Guidelines
> Agents' commission processing and timely dispatch
> Heading Customer Care Division of the Company's Southern Branches
including redressal of complaints received from various sources with
an investor base of nearly 40 lakhs Folios.
> Ensure Prompt and Accurate Replies sent to investor queries.
> Processing and dispatch of repurchase cheques as per SEBI Guidelines
and income distribution warrants as and when declared.
> Maturity related work - both normal maturity and fore closure of
schemes.
> Accounting of all transactions including drawing of Unit Capital
reconciliation and Bank reconciliation, which are to be submitted to
Unit Trust of India.
> Ensure timely submission of the various reports to Management
> Conduct Internal Audit in all 13 Branches, submit reports to the
Corporate Office and ensure strict compliance thereof
> Solving legal cases / CDRF cases
> Conducting training modules to enhance the efficiency levels and
maintain the motivational levels of the staff.
> Managing general Administration of the office.
Experience in Marketing Activities
At UTI-Technology Services Ltd., in addition to Operation Deliveries,
successfully handled various marketing activities
Distribution of Mutual Fund Products
> As a Regional Head, responsible for achieving targets assigned
by corporate office with respect to region, this comprises of 13
branches spread across the Southern Region.
> Mobilized nearly 1 Crore in Distribution of various Mutual Fund
Products of UTI Mutual Fund.
> First Region to achieve this milestone in the company.
> Conducted Training to various agents and IFA on clearance AMFI
and other areas like mobilization of business.
> Conducted various Training programmes for staff on improving the
skills for effective distribution of Mutual Fund products.
> Converting the customers of UTI Mutual Fund, during the time of
Maturity and redemption into new investments under other schemes
and products launched by UTI Mutual Fund
Procurement of other e- projects for the company
> Under my leadership, the Southern region was the first region in
the organization to secure business from various government
agencies, during the company's diversification into Government
and E-governance projects. Important businesses procured are:-
. Obtained the business of issuance of Electoral Photo
Identity Cards to voters of four districts of Tamil Nadu
from the Election Commission of India.
. Obtained the business of issuance of Driving Licenses on
behalf Regional Transport Authority, Tamil Nadu for issuance
of Driving Licenses to applicants from 42 centers of the
State
. Obtained the Examination Application processing from Staff
Selection Commission of India, for the state of Tamil Nadu.
All these businesses were procured through open tender process, after
overcoming stiff competition and Technical evaluation by concern
Authorities.
Enhancement of PAN Procurement
> Stood first in mobilization of highest applications for Pan Card
processing among four regions of the company.
November 1993 to February 1996 : Dugar Finance India Ltd.
As Assistant (Operations) the responsibilities were:
> Independently handled the collection and reconciliation of Allotment
and call money for the Public Issue of the Company
> Processing of transfer-transmission of shares.
> Filing of various Statutory Reports with ROC and Company Law board.
> Assisting the Company Secretary in conducting Board meeting and Annual
General Meetings of the Company
> Independently handled the Private Placement issue of the Company
Qualifications
Academic qualification
Graduated in Commerce from Chennai University
Certificate course
> NISM-Series-II-B-Registrar to an Issue and Share Transfer Agents-
Mutual Fund Certification Examination Conducted by National Institute
of Securities Market with 84%
> AMFI Mutual Fund Advisor's Module Certification with 74%
IT Skills
Having proficiency in various Mutual Fund Modules developed in Different
Software Platforms like Oracle, Java, Dot.net etc.Proficiency in Ms-Office
Personal profile
Father's Name : Shri. O.R.Subramanian
Date of Birth : 07.10.1972
Mapin No. (Issued by SEBI) : A00209452
Address : Flat No.204, Amrutha Valley
Apartments, Road No.12, Banjara Hills, Hyderabad