Resume

Sign in

Compliance Manager

Location:
Atlanta, Georgia, United States
Posted:
February 27, 2019

Contact this candidate

Resume:

Sade R. Griffin-Glenn

**** *. ******* ** **, Smyrna, GA 908-***-**** ac8mbc@r.postjobfree.com

Career Summary & Objective

Regulatory Compliance Expert and Attorney with a strong track record of developing and implementing efficient projects, looking to contribute excellent management and problem-solving skills in a position with a reputable company.

Professional Accomplishments

Slashed regulatory quality error rate, improving disclosure accuracy to 95%

Developed and implemented an internal cross-training program, improving efficiencies

Researched, drafted, and/or organized twenty-two (22) of Corporates’ policies and procedures within 6 weeks, all of which passed various state and federal audits

EXPERIENCE

ATTORNEY OCT 2011 – PRESENT

Advises on contractual matters and drafts written agreements.

Assists with vendor review, analysis, negotiation and organization of social events

Project document review to assist law firms in trial preparation

Court appointed defense, represented clients in criminal, civil, and domestic disputes

MANAGER -FULFILLMENT QUALITY FLAGSTAR BANK SEP 2017 – AUG 2018

Translator of decisions provided by Legal and Compliance departments as well as Government Agencies and advised various teams on the proper approach to audit inquiries

Reviewed and responded to due diligence exceptions for internal and external customers, defending and/or enhancing credit and regulatory loan quality

Researched discovered compliance violations, analyzed data, and reported findings to upper management

Trained internal and external clients on federal and state regulations, resulting in better understanding and application of policies and procedures

Member of the Operational Risk team responsible for discovering root causes, implementing changes and preventing systematic errors within the company’s business units

MORTGAGE COMPLIANCE MANAGER BANK OF ANN ARBOR AUG 2016 – SEPT 2017

Revamped regulatory and corporate disclosures, resulting in quicker disclosure review turn times and effectual delivery of information to both consumers and investors

Improved and tested the internal electronic system in accordance with regulatory trends

Implemented a Pre-Close Audit review process used to catch disclosure errors and saved the lender from paying out unnecessary credits

Created a procedure that significantly cut down on tolerance violations, saving the corporation money

COMPLIANCE SUPERVISOR TOWNE MORTGAGE COMPANY APR 2015 – AUG 2016

Internal Compliance Counsel, a resource to general compliance questions posed by all departments, including Closing, Processing, Servicing, and House Counsel

Drafted, reviewed, and/or oversaw existing company policies and procedures

Investigated and reported consumer complaints and subpoenas, researched the root cause and made recommendations to prevent future complaints

Monitored company websites and analyzed all marketing materials for potential to ensure materials aligned with relevant laws

Oversaw the hiring process of the Compliance Department

UNDERWRITER 2 UNITED WHOLESALE MORTGAGE JUL 2013 – APR 2015

Researched both company and Agency policies and guidelines

Analyzed appraisals, income, assets, title, and governmental and conventional loan documentation to determine a consumer’s ability to repay a loan and cleared conditions for loan closings

Communicated regularly with brokers regarding the status of their loans via current technology

Made credit risk decisions based upon FHA, VA, Fannie and Freddie guidelines

TEAM CAPTAIN-FINAL TITLE POLICIES SPC TITLE SOURCE MAY 2012 – JUL 2013

Co-lead a team of twenty

Created training materials approved and used to develop new hires and team members from other departments.

Communicated with state specific Attorneys to ensure that policies complied with specified rules and regulations

Reviewed the documents executed at closing as well as comments to determine whether each transaction met guidelines, regulations, and lender specifications

EDUCATION

Juris Doctorate 2011 Wayne State University Law School

Student Trial Advocacy Program (Mock Trial) Fall 2009 and Winter 2010 Finalist

Small Business Clinic Student Attorney

2010 Human Rights and Refugee Law Study Abroad Student – San Jose, Costa Rica

Bachelor of Arts and Science 2007 The University of Michigan – Ann Arbor

Double Major: Women’s Studies & Spanish

2005 Sexual Assault Prevention Center Volunteer, Organizer, and Peer Educator

2006 Study Abroad – Santiago, Chile

Licenses

Active Member of the Michigan Bar 2011 P75229



Contact this candidate