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KYC/AML Compliance Supervisor

Location:
Vancouver, BC, Canada
Posted:
January 31, 2019

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Resume:

Hieu Vo

Citizenship : Canada Date of birth : ** October 1978

Contact

Telephone : 604-***-****

E-mail : ac8csc@r.postjobfree.com

Address

**** * **** ***, *********, BC, Canada, V5S 1X5

Profile

Objective I am seeking to apply for the Regulatory Compliance Manager position for Pacific Blue Cross, within the medical, humanitarian & compliance industry, with an international perspective. Availability From February 06. 2019

Key Skills

Proficient with an array of office programs, compliance, accounting & finance concepts, including: PCMLTFA, KYC, SOX, AML,

SEC, BSA, CTRs, SAR, FINRA,

finCEN, FFIEC, ISAD, PIPEDA,

OFAC, OSFI E13, NI 31-103, NI

33-109, NI 41-101, NI 44-101,

NI 44-102 & OSC Rule 33-506t

FDIC, DSS, HIPAA,

GLBA, FIPS, Basel

II, CobIT, Dodd-

Frank Wall St

Reform & Consumer

Protection Act,

Calculate GAAP,

TVM, PVA, EPS,

M&A, A/P, A/R,

LBO, DDM, dividend

yield, P/E ratio,

WACC, EBIT & DCF

Bonds, Mutual,

Hedge & Bear

Funds, GIC’s,

Repo’s Derivatives,

Forwards, Futures,

Options & Swaps

Microsoft Office,

Simply

Accounting, C #,

C++, Unix, SQL

and Java

Education

2017 BCLC Anti-Money Laundering (AML) Certificate

2017 BCLC Privacy Awareness Training for CASINO and CGC Certificate 2003 Financial Service Compliance Administrator-Graduates Certificate, Seneca College, Toronto, ON Work Experience

Central Crypto Exchange Corp, Vancouver, British Columbia Full-time employment KYC/AML Compliance Supervisor February to May 2018

Ensure KYC/AML deliverables are met and hold internal partners accountable;

Manage operational risks effectively through diligent awareness & eliminate delays & insufficiencies;

Escalate and resolve appropriate and sensitive issues;

Accountable for timely portfolio management while maintaining quality expectations; PCF & CT MasterCard Sales Associate, Vancouver, British Columbia Part-time employment MasterCard Sales Associate December 2017

Surpass training & acquire certification-KYC, PIPEDA, FCAC;

Review ID’s and application form’s to ensure all the necessary information have been accounted for; Mosaic, Vancouver, British Columbia Part-time employment AMEX Field Sales Representative August to September 2017

Approach customers and sell AMEX Cards;

Ensure all procedures comply with PIPEDA, KYC and FCAC; Edgewater Casino, Vancouver, British Columbia Full-time employment Count Team Member January 2017

Responsible for game drops & table game fills, ensuring compliance with applicable laws & regulations;

Maintain knowledge of policies, procedures and controls of the Gaming Commission;

Verifies documents removed from drop boxes with information recorded on master game worksheet; Travelholic, Vancouver, British Columbia Full-time employment Compliance Manager November 2015 to October 2016

Develop detailed procedures for completing the Compliance reviews;

Identify and monitor compliance deviations and review customer complaint’s;

Report identified illegal, dishonest or unethical acts to senior management; Knewsales, Vancouver, British Columbia Full-time employment MBNA MasterCard Brand Ambassador September to October 2015

Sell MBNA MasterCard to University Students;

Ensure all procedures comply with KYC, PIPEDA and OFAC; BMO, Vancouver, British Columbia Full-time employment BMO MasterCard Sales Associate June to October 2013

Market BMO MasterCard to clients & provide feedback on the benefits of BMO card over competitors;

Ensure all documents and procedures are within the provisions of KYC & PIPEDA; STI Marketing, Toronto, Ontario Full-time employment CSR/MasterCard Sales Associate July to September 2010

Acquire certification-KYC & PIPEDA;

Approach students at Universities to promote MBNA MasterCard; Empire Cabinets, Richmond, British Columbia Full-time employment Compliance Officer November 2004 to June 2005

Ensure the firm complies with ISPM No. 15-Wood packaging mandate;

Report identified illegal, dishonest or unethical acts to the owner;

Ensure shipments receive security clearances, registration requirements, filings & shipment documents; Languages

Vietnamese (native) English (fluent, TOEIC 900)



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