SCOTT A. PELFREY, CPA/PFS, CFP
**** ****** ***** **** #***, West Chester, OH 45069
CELL: 505-***-**** - EMAIL: firstname.lastname@example.org WORK EXPERIENCE:
Tax Consultant - Contractor – West Chester OH, 2/2018 – 6/2018 Contracted tax preparation for investment advisory firm including 1040s, 1041s, 1065s and 1120s. Senior Manager – REDW Stanley Financial Advisors – Albuquerque NM, 8/2013 – 10/2017 Within dedicated wealth management unit, conducted client servicing, tax planning and compliance, research, comprehensive and modular financial planning, newsletter development and content, investment advisory, monitoring, rebalancing and client development (new and existing clients). Senior Financial Planner – River Capital Advisors - Jacksonville FL, 11/2010 – 9/2-013 Provided client servicing, prepared comprehensive financial plans, investment allocation/portfolio design, monitoring and rebalancing, asset class research, tax planning, compliance, new client development and staff supervision.
Financial Planner – Coordinated Financial Planning – Cincinnati OH, 6/2005 – 11/2010 Performed comprehensive financial planning, portfolio design, monitoring and reporting, tax compliance, seminar preparation and presentation, and administrative/supervisory duties. Tax Supervisor & Financial Planner – Arnett & Foster CPAs, Charleston WV, 9/2004 – 6/2005 Ensured clients’ individual tax compliance and created comprehensive financial plans. Activities included plan preparation, reviews, asset allocation, rebalancing and investment review. Tax Manager – Burke & Schindler CPAs - Cincinnati OH, 12/1999 – 6/2004 Developed tax compliance practice off-site for individual high net worth clients of investment advisory firm. Managed staff, prepared tax projections and researched tax matters including 72(t). Financial planning projects included retirement and estate projections, cash flow analysis, capital gains and loss planning, premature distributions and minimum required distributions. Focus on providing clients with objective advice and understanding, especially during turbulent markets. Tax Manager – Deloitte & Touche LLP - Dayton OH, 7/1998 – 12/1999 Client responsibilities including tax compliance, personal financial consulting, investment advisory services and national investment advisory project. Tax Manager – Arthur Andersen LLP – Cincinnati OH, 9/1996 - 6/1998 Provided tax services for corporate executive financial planning with stock option and investment advisory services emphasis. Developed new client relationships and presented seminars. Financial Planner – Coordinated Financial Planning – Cincinnati OH, 5/1989 – 9/1996 See May 2005 to Nov 2010 – same responsibilities.
MBA, Management and Strategy, Western Governors University, Salt Lake City UT BBA, Finance and Accounting, University of Cincinnati, Cincinnati OH AAS, Accounting, Sinclair Community College, Dayton OH Professional Designations:
Certified Public Accountant – licensed 5/1991
Certified Financial Planner – licensed 12/1992
Personal Financial Specialist – awarded 11/1995
Accredited Investment Fiduciary – awarded 1/2015
FINRA Series 65
American Institute of Certified Public Accountants AICPA PFP Section, Member, Elder Care Planning Task Force Financial Planning Association
Certified Financial Planner Board of Standards
Miami Valley Society of ICFP – Public Relations Director, 1997-1998
- Chairman and Founder, Financial Independence Day, 1997 Skills:
Proficient software knowledge includes CCH ProSystems fx, Intuit ProSeries, BNA Tax Planner, Money Guide Pro, ExecPlan, Junxure, Financeware, Naviplan, InsMark, MoneyTree, Leimberg NumberCruncher, T-Value, StockOpter and Morningstar.