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Assistant controller

Location:
New York City, New York, United States
Posted:
August 21, 2018

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Resume:

Christian A. Delgado

718-***-****

Carlstadt, NJ 07072 ac6q7t@r.postjobfree.com

PROFESSIONAL EXPERIENCE:

JPMorgan Chase & Co. 7/2016 – Present

Assistant Vice President/Associate Senior Auditor in Corporate & Investment Banking New York, NY

• Assess the adequacy of the control environments across the Fixed Income Markets business (e.g. Securitized Products business).

• Plan and execute all aspects of audit activities including audit planning, audit testing, control evaluation, audit reporting, work paper documentation, and verification of issue / action plan closures.

• Ensure audits are completed timely and within budget.

• Responsible for the execution of the program of audit coverage for Fixed Income Market Trading businesses related to Securities (Agency, Municipal, and Treasuries) and Derivative instruments.

• Work closely with audit colleagues located across the globe in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.

• Perform monitoring of operational and financial related data to recognize patterns and trends with risk and control implications.

• Stay up to date with evolving regulatory and market events relating to the Fixed Income businesses.

• Partner with business management and other control groups (i.e. risk management, compliance, fraud prevention) establishing strong working relationships while maintaining independence. Fulvio and Associates, LLP 11/2008 – 7/2016

Senior Auditor of Alternative Derivatives and Asset Management Services New York, NY Clients included – Kellogg Capital Group LLC, Plainfield Asset Management LLC

• In charge of all stages of new and existing audits in hedge funds, broker dealers, investment managers, fund-of-funds and pension funds in accordance with GAAP and GAAS.

• Compliance testing of regulatory filing for FINRA, SEC and other agencies. Computed net capital and file with FINRA, focus reports, form custody and supplemental statement of income for broker dealers

• Reviewed the funds’ private offering memorandums to understand the investment companies’ structures.

• Reconciled primary line items (such as cash, investment securities, Due from/to broker, capital schedules and other above materiality) to third party confirmation broker and bank statements.

• Responsible for testing existence and fair value of investment portfolio (long and short securities, ETF, mutual funds, put and call options, fixed income and warrant contracts).

• Prepared the condensed investment schedule of the clients’ financial instruments.

• Recalculated the partners’ capital schedule including capital contributions and redemptions, rates of return, fee structures such as incentive and management fees, on both domestic and offshore funds in accordance with fund agreements.

• Prepared and reviewed statement of financial condition, statement of operations, statement of partners’ capital, statement of cash flows, notes to the financials, and management letters based on audit findings.

• Supervised and prepared administrative books for investment management, broker dealer and hedge fund clients. BDO Seidman, LLP 12/2006 – 10/2008

Senior Auditor of Capital Markets and Derivative Instruments New York, NY Clients included – Renaissance Technologies LLC (Medallion funds)

• In charge of all stages of new and existing audits in hedge funds, investment managers, fund-of-funds and broker dealers in accordance with GAAP and GAAS.

• Compliance testing of regulatory filing for FINRA, SEC and other agencies.

• Reviewed the funds’ private offering memorandums to understand the investment companies’ structures.

• Reconciled primary line items (such as cash, investment securities, Due from/to broker, capital schedules and other above materiality) to third party confirmation broker and bank statements.

• Responsible for testing existence and fair value of investment portfolio (long and short securities, ETF, mutual funds, put and call options, warrant contracts and fixed income).

• Prepared the condensed investment schedule of the clients’ financial instruments.

• Recalculated the partners’ capital schedule including capital contributions and redemptions, rates of return, fee structures such as incentive and management fees on both domestic and offshore funds in accordance with fund agreements.

• Prepared and reviewed statement of financial condition, statement of operations, statement of partners’ capital, statement of cash flows, notes to the financials, and management letters based on audit findings. Christian A. Delgado

718-***-****

Carlstadt, NJ 07072 ac6q7t@r.postjobfree.com

RSM US, LLP (formerly American Express Tax and Business Services) 11/2004 – 12/2006 Public Accounting Auditor New York, NY

Clients included – Gotham Capital Management LLC

• In charge of all stages of auditing the healthcare and financial services industry clientele.

• Audited documentation in a timely manner to ensure submission to management in order to meet client deadlines.

• Reviewed and analyzed extensively, state/federal contracts and grants.

• Tested existence and fair market value of investments and derivatives.

• Recalculated the partners’ capital schedule including capital contributions and redemptions, rates of return, fee structures such as incentive and management fees on both domestic

• Interviewed with client management regarding significant accounting policies and potential fraud.

• Prepared statement of financial condition, statement of income, functional expenses, statement of cash flows, and management letters based on audit findings.

A.M.B. Medical Services P.C. 9/2002 – 11/2004

Accountant/Assistant to CFO Queens, NY

• Served as internal accountant, prepared books for financial decisions of medical practice.

• Reconciled cash, loans, and investment accounts monthly, and prepared statistical analysis monthly regarding patient care.

• Prepared bi-weekly payroll, and served as human resource department.

• Examined billing of account receivable collections, write-off, allowed, and non-allowed insurance payments.

• Supervised and ensured operations were working properly.

• Monitored the income statement, balance sheet, and trial balance.

• Performed due diligence for medical practice, when acquiring other practices for expansion. EDUCATION:

Hunter College City University of New York, Bachelor of Science, July 2002 Major: Accounting, including extensive coursework in Finance AFFILIATIONS: Active member of the Association of Latino Professionals in Finance and Accounting (ALPFA)



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