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Accounting Management

Location:
Fairfield, Connecticut, United States
Posted:
May 30, 2017

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JOEL BREBBIA

*** ******* ******* 917-***-****

Fairfield, CT 06824 ac0jyq@r.postjobfree.com

EXPERIENCE:

Qtron Investments LLC 10/16 to present

Boston, MA

CFO-COO-CCO

Launched in October of 2016, Qtron is a registered investment advisor specializing in process-driven, systematic investment management through a structured investment process by employing quantitative methods and analysis across global equities. This includes mathematical strategies that rely on patterns, fundamental insights and other data in evaluating prospective investments. These strategies are implemented through the use of various optimization and execution tools. Qtron provides advisory services on a discretionary basis to its clients, which include private investment funds and separately managed accounts.

Manage the daily accounting and operations for two 3(c)-1global equity funds (one long-only, the other long-short)

Perform all portfolio accounting duties required to independently report the daily fund performances - including full position, cash, pricing and P&L reconciliations to the prime broker

Responsible for the back-office portfolio accounting system implementation and maintenance (Eze Software’s PMS)

Prepare in-house, month-end closing packages including trial balances for the funds

Perform internal monthly partnership accounting for the funds

Prepare the annual financial statements for the funds and manage the annual fund audits

Review and approve the Schedule K-1 tax returns for the funds and their respective limited partners

Responsible for all bookkeeping, cash management, tax preparation, reporting and filing of the management company

CCO: responsible for all areas of compliance, registration and regulation - Compliance Manual, Code of Ethics, Form ADV, Blue Sky filings, Form D, Form 13F, 13H, D&O Insurance, etc.

Responsible for preparing marketing materials, performance analytics, attribution reports and ad hoc reporting Peak Ten Capital LLC 11/07 to10/16

(former Tiger Management affiliate)

Greenwich, CT

CFO-COO-CCO

Launched in May of 2006, Peak Ten was a registered investment advisor focused on long and short equity selection, targeting growth-oriented enterprises that create new technologies or benefit from the use of innovative technologies. The firm offered both a domestic and offshore feeder that invested directly in the Peak Ten Master Fund, Ltd. Peak Ten was housed at Julian Robertson’s Tiger Management through 2015 and was a former Tiger “cub fund”

Managed the daily accounting and operations for a master fund domiciled in the Cayman Islands

Performed all portfolio accounting duties required to independently report the daily fund performance - including full position, cash, pricing and P&L reconciliations to the prime brokers

Responsible for the back-office portfolio accounting system implementation and maintenance (Advent Axys)

Prepared in-house, month-end closing packages including trial balances for the master fund and feeder funds

Performed internal monthly partnership accounting for the feeder funds

Worked closely with the administrator to reconcile the monthly portfolio accounting of the master fund and the subsequent trial balances and NAV’s of all three funds and month-end account values of the investor base

Prepared the annual financial statements for all three funds and managed the annual fund audits

Reviewed and approved the Schedule K-1 tax returns for all three funds and the limited partners of the domestic feeder

Responsible for all bookkeeping, cash management, tax preparation, reporting and filing of the management company

CCO: responsible for all areas of compliance, registration and regulation - Compliance Manual, Code of Ethics, Form ADV, Blue Sky filings, Form D, Form 13F, 13H, D&O Insurance, etc.

Responsible for preparing marketing materials, performance analytics, attribution reports and ad hoc reporting Landmark Advisors LLC

New York, NY

CFO-COO 12/05 to 06/07

Launched in July of 2001, Landmark was a registered investment advisor which offered three investment strategies within a “fund of funds” platform. Each of these strategies (value, activist and global-value) had two domestic funds and one offshore fund for a total of nine “fund of funds” products. AUM across all of these funds as of June 1st, 2007 was $500 million. Landmark also offered a managed account that operated under a master-feeder structure. The master fund was a roll up of ten separate funds managed by outside sub advisors who all had their own distinct fee schedules. The composite master fund then flowed down to a domestic and an offshore feeder. AUM as of June 1st, 2007 was $150 million. Landmark Select Master Fund, Ltd (The Managed Account)

Performed all portfolio accounting duties required to independently report the daily fund performance - including full position, cash, pricing and P&L reconciliations to the three prime brokers

Responsible for the back-office portfolio accounting system implementation and maintenance (Advent Axys)

Prepared in-house, month-end closing packages including trial balances for the master fund and feeder funds

Performed internal monthly partnership accounting for the feeder funds

Worked closely with the administrator to reconcile the monthly portfolio accounting of the master fund and the subsequent master and feeder fund trial balances and NAV’s and month-end account values of the investor base

Prepared the annual financial statements for all three funds and managed the annual fund audits

Supervised the annual K-1 preparation and filing for the limited partners of the domestic feeder

Responsible for all bookkeeping, cash management and tax reporting of the management company Fund of Funds – Landmark Value Strategies / Landmark Activist Strategies / Landmark Global Strategies

Prepared month-end closing packages for nine “fund of funds” - P&L, cost-roll forwards, trial balances and month-end account values of the investor base all of which were then reconciled to those of the administrator

Prepared the annual financial statements for nine “fund of funds” and managed their individual annual audits JANA Partners LLC

New York, NY

CFO-COO 04/02 to 12/05

Launched in April of 2001, JANA is a registered investment advisor with a value-oriented, event-driven strategy focusing on public companies considering or implementing strategic change. Many positions (both long and short) were involved in an extraordinary corporate transaction expected to act as a catalyst to drive the price toward a valuation target - this trading universe also included distressed securities – common and preferred shares, bank debt, trade claims and corporate bonds

Managed the daily operations for a $4 billion offshore fund with a master / feeder and multi-class structure

Performed all portfolio accounting duties required to independently report the daily fund performance - including full position, cash pricing and P&L reconciliations to a prime and sub-prime broker

Responsible for the back-office portfolio accounting system implementation and maintenance (Advent Axys)

Prepared month-end closing packages which included P&L, balance sheets, income statements and trial balances

Performed monthly partnership accounting and generated investor statements for the domestic funds (3(c)-1 & 3(c)-7)

Worked closely with the offshore administrator to reconcile the master portfolio and calculation of the NAV’s of the shareholders in the offshore feeder on a monthly basis

Prepared, coordinated and supervised the annual fund audits

Responsible for all bookkeeping, cash management duties and tax reporting of the management company Stockback Capital LLC

New York, NY

Director of Operations 10/99 to 04/02

Stockback was a registered broker/dealer that operated an investment reward program catered to online consumers. Members’ accumulation of shares in the Stockback Mutual Fund was the result of cash rewards earned through their shopping activity at the company’s participating merchants.

Performed the daily operations for the Stockback Mutual Fund – fund accounting and custody, regulatory and compliance, client and performance reporting, cash management, position reconciliation, daily pricing, shareholder services and all other administrative duties

Responsible for the preparation of semi-annual and annual financial statements in compliance with the Investment Company Act of 1940 as well as the filings for forms N-SAR and N-30D with the SEC

Calculated and declared the Stockback Mutual Fund’s year-end dividend and capital gain distributions

Coordinated and supervised a 2 month SEC examination as well as 2 separate annual audits by PWC

Performed various fiduciary duties for the company as a whole: AR / AP, cash management and budgeting, and annual financial reporting

AQR Capital Management LLC New York, NY

Controller 05/98 to 10/99

AQR is a registered investment advisor formed by the founding members of the Quantitative Research Group at Goldman Sachs Asset Management. With a market-neutral approach to global investments in stocks, bonds and currencies, the fund was launched with capital in excess of $1 billion.

Managed daily operations for a $1 billion offshore fund with a master / feeder and multi-class structure

Performed daily fund accounting and pricing for a fund which utilizes a broad range of derivative instruments: total return equity swaps (long & short), OTC interest rate swaps, f/x forwards, put and call options as well as global equity index, bond and commodity futures

Executed all cash and collateral transfers and reconciled all positions and corporate actions with both the front-office system and the fund’s counterparties

Responsible for the back-office portfolio accounting system implementation and maintenance (Advent Axys) as well as the automation of operational processes including trade entry and input, cash and position reconciliation, data transmission and financial reporting

Performed monthly partnership accounting procedures and generated investor statements for the domestic fund

Maintained records for all swap documentation, monthly financial statements and performance reports

Helped to coordinate and supervise fund audits, and worked closely with legal and credit departments on all credit lines and ISDA documentation

Bankers Trust

New York, NY

Treasurer - Retail Derivatives Service Team 07/95 to 05/98

Liaison to several areas of the Private Bank - Sales, Product, Trade Support, Operations, and Commissions - to manage daily operations for a specialized retail derivative product for over 1,000 clients

Worked closely with Risk Management Department for those accounts that were used as collateral for bank loans State Street Bank & Trust

Quincy, MA

Portfolio Accountant / Auditor 07/93 to 07/95

Performed fund accounting, daily pricing and monthly audits for several large pension funds and defined contribution plans as defined under ERISA guidelines and regulations EDUCATION: COLGATE UNIVERSITY

Bachelor of Arts degree, May 1992

Major in Political Science, minor in Economics. 3.5 GPA in major HONORS: Selected Member, Colgate University Poland Study Group, Krakow, Poland Recipient, Ouimet Caddie Scholarship. For service to golf and academic achievement. 1988 to 1992 OTHER: Proficiency with Bloomberg, Advent’s Axys and Partner, SS&C Total Return, Eze Software (OMS, EMS, PMS and Compliance Module), QuickBooks, Pertrac Financial Solutions, Imagineer, MS Excel, Word, Access and PowerPoint



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