Accounts Payable Receivable
Resume:
VITO A. MARANGELLI
Brooklyn, New York 11228
Email: ***************@*****.***
EXPERIENCE:
Sept 2005 Present FINRA New York, New York
Principal Examiner
-Lead and conduct cycle examinations of member firms to determine compliance with Federal securities laws
and regulation and FINRA, NYSE and American Stock Exchange rules.
-Analyze member firm’s trading activity, exception reporting, proprietary records, supervisory control procedures,
and electronic communications to identify sales practice trends, regulation risks and supervisory deficiencies.
-Perform and analyze the firm books and records to ensure that the member meet its compliance regulatory
requirements.
-Analyze and reconcile the member firms’ Financial Statements.
-Review monthly and quarterly FOCUS Reports to ensure that the member firm compliance with the Exchange and
ensure that reports were filed timely and accuracy via e-FOCUS.
-Perform and approved member firm’s subordinated loans and made sure that the member had sufficed capital and
met the SEC net capital requirements 15c3-1.
-Evaluate and examine monthly net capital and equity computation, haircuts, Aggregate Indebtedness ensure that
the member firm’s meet its net capital regulatory requirements.
June2004-Sept 2005 Sloate Weisman Murray &Co., New York, New York
Senior Accountant
- Prepared and file quarterly Focus Reporting 15c3-1.
- Computed weekly net capitalization reporting to meet cash needs.
- Responsible for preparation of Financial Statement.
- Analyzed and reconcile inter-company and general ledger accounts.
- Prepared accrual and prepaid expense adjustments for three companies.
- Oversee Accounts Payable, Accounts Receivable and Payroll department.
- Maintained compliance from U4 for new employees and U5 for terminated employees.
- Assist outside accountant with end of year audit procedures.
September/2003
June/2004 New York Global Securities Corporation, New York, New York
Controller
- Assisted chief financial officer in preparing all
financial statements according to GAAP.
- Prepared and filed monthly Focus Reporting SEC
15c3-1.
- Analyzed general ledger entries to verify accuracy
of profit and loss accounts.
- Prepared weekly net capitalization reporting to meet cash
needs.
- Responsible for accounts payable, accounts receivable and
treasury operation.
- Prepared semi-monthly payroll for 50 employees
and independent contractors using Paychex.
- Maintained compliance forms U4 for new employees and U5
for terminated employees.
2002-2003 Electronic Trading Group, LLC New York, New York
Senior Accountant
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- Assisted controller in various accounting projects.
- Prepared daily profit and loss statements.
- General ledger analysis and recording of adjusting entries.
- Responsible for analysis of inter-company receivables and payables.
- Prepared and analyzed capital accounts tax for all traders of the holding company.
- Prepared accrual and prepaid expense adjustments
- Prepared monthly bank reconciliations
- Processing of invoices for payment and maintaining records of invoices paid
2000-2002 Carling Equity Corporation, New York, New York
Controller
- Assisted in monthly Focus Reporting SEC 15c3-3 and 15c3-1
- Prepared monthly consolidation.
- Maintained general ledger for two companies including journal entries.
- Compiled monthly profit and loss statement.
- Compliance and regulatory reporting
- Converted a new accounting system for seven companies
- Responsibilities for this major consultant firm include
providing management process,
- Forecasting financial performance, assessing trends in income
and expenses, and identifying opportunities for
increasing profitability.
- Restructure and improve the firm’s principal financial management report to partners.
- Processing financial systems to define and develop firm department level reports in
connection with implementation of new financial software systems.
1997-2000 LOEB PARTNERS CORPORATION, New York, New York.
Accounting Associate
- Assisted in monthly Focus Reporting SEC 15c3-3 and 15c3-1
- Prepared monthly consolidation.
- Maintained general ledger for two companies including journal entries.
- Compiled monthly profit and loss statement.
- Compliance and regulatory reporting
- Converted a new accounting system for seven companies.
1989- 1997 Robert Fleming, Inc New York, New York
Junior Accountant`
- Analyzed and tracked budget distributions for various departments.
- Reconciled monthly aging to corporate general ledger.
- Prepared monthly bank reconciliations.
- Processed accounts payable and accounts receivable.
EDUCATION: EMPIRE STATE COLLEGE –State University of New York
Bachelors of Science in Business, Management and Economics.
SKILLS: Peachtree, Quicken, Access, Excel, Microsoft Word, Solomon IV, Cyma, Redi Classic, ADP, Paychex
LANGUAGES: Fluent in Italian.
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