Manager Years Experience

David Roberts

Residing in Irvine, CA.; Ph:760-***-****;E-Mail:********@*****.***

EXPERIENCE SUMMARY:

Over 8 years experience in servicing hedge fund clients in both middle office and fund administration roles.

UNIQUE SKILLS:

• Recognizing and Developing Talent: Effective at identifying potential talent and placing individuals in a

position to succeed. Hands on training of employees resulting in a workforce that will not hesitate or fear to

contribute their best efforts and results to the organization.

• Building Relationships: Effective at building relationships with coworkers, clients and counterparties in 5

major cities and on two continents. Nurturing relationships to enhance productivity and diminish workflow barriers.

• Adapting to Change: Essential skill and personal trait to have and maintain as organizations are constantly

evolving.

PROFESSIONAL EXPERIENCE:

DB HedgeWorks LLC July 2011 – Oct 2012

Contractor ( Advantage Professional), Fund Administration (Carlsbad-Santa Ana, CA)

Responsible for servicing and transitioning 4 accounts

Prepared various month-end/quarter-end/year-end reports for clients/auditors/internal management

NAV Calculation, Calculation of Investor Class Fees and Allocations

AML Processing – Including Experience with the EU Third Directive

Investor Statements – Generated, Reviewed and Delivered to Investors

Preparation of Tear Sheets, Attribution Analysis and Financial Reports

Due Diligence Confirmation Calls and Documentation

3rd Level Forex Limited April 2010 – Jan 2011

Manager (Dublin, Ireland)

Assisted with startup of company, servicing clients and sale of company

Opened Client Forex Brokerage Accounts, Assisted in software development of in house trading platform, liaised with

clients and FX Brokers, Company Accounts record keeping, Monitored activity of client accounts in order to assure

integrity and consistency of trading platform

Responsible for Modeling and Forecasting Profits, Losses, Expenses

Created and Implemented Corporate Budget

Met with external Portfolio Managers to promote product

State Street Bank – Investors Bank & Trust (Acquired July 2007) April 2004 - Dec 2009

Unit Manager – (Boston,MA, Dublin, Ireland, New York, NY)

Responsible for NAV teams, in multiple offices, multiple client types and sizes

1 of 5 Mangers (Company Wide) assigned to complete a Major Client Conversion in the Sacramento, CA. Office

Responsibilities included – Overseeing NAV Calculation, Calculation of Investor Class Fees and Allocations, Processing

of Client Collateral and Expense payments, Tracking and Reconciling Investor activity

Involved in the creation of Middle Office Confirmation Dept., which complied with U.S. and European regulations

Experience trading equities, long and short term debt, all types of swaps, swaptions, commodities and FX

Managed International Staff

Main contact for Auditors regarding Annual and Semi-Annual Audits and Financials

Responsible for ISDA confirmation activity

EDUCATION AND AFFILIATIONS:

San Francisco State University, BS Finance 2003

CAIA Candidate – ID # 15172

Proficient in Excel, Word, PowerPoint, Access, Outlook, CRM Database, Lotus Notes, Bloomberg, IDC, Reuters,

PerTrac, Investier, Advent Geneva, Kiodex, Oberon

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