Sales New York Analyst Experience Management .Net

Nelson Riofrio

Email: *********@********.***

Address: ** ** ***** ****** #***

City: Jamaica

State: NY

Zip: 11435

Country: USA

Phone: 917-***-****

Skill Level: Experienced

Salary Range: $80,000

Willing to Relocate

Primary Skills/Experience:

See Resume

Educational Background:

See Resume

Job History / Details:

Nelson Riofrio email:*********@********.***

80-08 135th Street cell:917-***-****

Kew Gardens, NY 11435

Summary

Financial industry professional with strong accounting and bookkeeping skills and a solid client services interface. Successful record of supervising and staff training for effective use of personnel. Record of excellence in analyzing process design and identifying exceptions.

Professional Experience

Goldman Sachs & Co., New York 1983 -June 1911

Fixed Income Client Services - Technical Specialist (Dec.2007--2011)

Reconciled exceptions and internal breaks on a daily basis.

Monitored margin calls for OTC option portfolio.

Direct personal and interactive contacts with client both internal/external to handle payables and receivables.

Daily support and reconciliation for U.S. Broker/Dealer accounts.

Contributed to the operational design and testing of a wide variety of global initiatives.

Ensured regulatory and compliance issues were strictly met.

Highly regarded mentor to new team members for successful integration.

Fixed Income Client Services - Team Leader- (Nov. 2004-2007)

Managed a team of 7 people responsible for maintaining and monitoring client accounts on a daily basis, insuring integrity of the firm's books and records.

Reported client issues to senior management and sales force.

Enforced firm control standards, regarding SEC rules.

Organized and interpreted firm records for numerous internal audits of the department.

Outlined and structured re-write of department procedures according to Sarbanes Oxley requirements.

Assisted in the use of depth chart to ensure full coverage of tasks in the area.

Client control senior analyst---1991-2004

Researched Items for Attention (IFA) for the Fixed Income Sales force.

Reported unsecured balances greater than $250,000 to Sales Middle Office (SMO) for follow up with clients.

Trained new employees on day to day processes.

Liaise with SMO and other departments to resolve breaks.

Government Clearance analyst - 1983-1990

Responsible for clearing all incoming and outgoing securities pertaining to Book Entry instruments.

Performed daily reconciliation between the agent bank and GS daily transactions.

Education

The Bernard M. Baruch College of the City University of New York, Bachelor of Business Administration.

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