Accounting Company

STEPHEN B. HIRSCH

** ******* ****** ********@*********.*** H:

973-***-****

Rockaway, NJ 07866 C:

201-***-****

SUMMARY

Experienced accounting management professional with public accounting

experience and proven ability in providing accurate and detailed financial

information for executive decision making. Stable, progressive career with

varied experience. Areas of expertise include:

o Financial Statement Preparation ( ADP Payroll

o Account Analysis ( Regulatory Filings;

o Account Reconciliation ( FOCUS

o Audit Support ( Consolidations

EXPERIENCE

J. B. HANAUER & CO., Parsippany, NJ

June 2002 - Nov 2009

(Company purchased by RBC Dain Rauscher, Inc.)

Senior Accountant

. Preparation and analysis of various balance sheet and P & L Schedules

for the monthly FOCUS Report and top management;

. Maintenance of the books and records of an insurance subsidiary company

whose numbers are then consolidated into the books of the main company;

. Analysis and preparation of schedules for all the clearing expenses

through First Clearing (Wachovia);

. Reporting of daily schedules of ticket charges and interest charges;

. Responsible for completion of special projects which may be needed each

month;

. Performed all accounting functions for corporate and municipal bonds;

GOLDEN HARRIS CAPITAL GROUP, INC., West Orange, NJ Oct 1992 -

June 2002

(Company purchased by J.B. Hanauer)

Controller

. Responsible for preparation and control of all books and records of the

company;

. Prepared complete FOCUS Report for FINRA ( NASD)

. Prepared all financial data for management and handled all financial

reporting and interfacing with regulatory agencies and outside

accountants;

. Interfaced with NYSE and NASD examiners for yearly company examinations;

. Reconciliations of trading accounts;

. Supervised all aspects of the accounting and budgeting process;

. Worked closely with all other departments including Operations and

Trading.

. Prepared the payroll using ADP's Payroll and Tax Services

. Performed all accounting functions for corporate and municipal bonds

SLS SECURITIES COMPANY, New York, NY

Jan 1986 - Mar 1992

(Company purchased by U.S. Clearing March 1992))

Controller

. Supervisor of the Accounting Department; all financial data prepared by

other accounting personnel approved by me before financial statements

were prepared;

. Interfaced with NYSE and NASD examiners for yearly company examinations;

. Handled all interfacing with regulatory agencies and public accountants

and responsible for regulatory filings; reviewed and completed

preparation of 15c3-1 and 15c3-3 computations;

. Prepared financial statements for FOCUS reports for NY stock exchange;

. Prepared schedules and P & L Statements

. Accounting functions performed includes repos and reverse repos

Stephen Hirsch

Resume

Page two

CHECKERS SIMON ROSNER, CPA'S, Chicago, IL Jul 1980 -

Dec 1985

Supervising Senior Auditor

. Senior Auditor for broker-dealer and market making clients;

. Prepared market maker and trader income write-ups and tax planning;

. Prepared all financial data and schedules for tax returns, including

corporations and partnerships; execution, preparation, and response to a

variety of audits both financial and general

(After auditing SLS Securities for 2 years, was asked to relocate to New

York, NY to become their Controller.)

EDUCATION

Bachelor of Business Administration in Accounting

Pace University

LICENSES

Series 27, Financial Principal

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