Sales Analyst

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Steven J. Renhowe, CPA

Phone: 970-***-****

E-mail: ********@*****.***

Education

B.S., Business University of Northern Colorado, Greeley, Colorado

Administration Kenneth W. Monfort College of Business

5-2004 Double Major: Finance and Accounting

Computer Skills

Microsoft Office (advanced Excel Certified - Bloomberg

skills, including Professional Service (Equity &

creating/utilizing pivot tables, Fixed Income)

v-lookups, macros, etc. and

Intermediate Word and Access

skills)

Professional Chartered Financial Analyst (CFA) Program - Passed Level I

Activities Examination

Experience

Audit Associate KPMG, LLP, Denver, Colorado

4-2007 to 5-2008 Member of the Audit Practice in the Denver office.

Responsibilities included the following:

Understand and utilize KPMG's Audit Methodology (KAM), which is a

risk-based approach to assessing how a client's business risks

affect financial statements

Execute the day-to-day activities of financial statement and

internal control audit engagements of Securities and Exchange

Commission (SEC) registrants, private companies, and government

agencies in conformity with KAM, Professional Standards, and

Sarbanes-Oxley requirements

Perform financial analysis on monthly, quarterly, and annual data

as part of audit/review work over 10-Q and 10-K filings

Identify, research and communicate technical accounting, as well

as auditing matters to Managers and/or Partners

Perform reviews of SEC filings, including Forms 10, 10-Q, and 10-K

Interact with clients to help ensure that the information flow

from the client to the audit team is efficient, as well as

identify performance improvement opportunities specific to the

client and/or the audit team

Compliance Examiner NASD, Denver, Colorado

9-2005 to 3-2007 Member of the 30-person district office in Denver responsible for

cycle and causal audits for 170 member firms of NASD within

Colorado, Utah, Arizona, New Mexico, and Wyoming

Conduct on-site examinations and reviews of member firms'

compliance programs and systems, including SEC, MSRB, and NASD

Rules.

Analyze, review, evaluate, and report on member firms'

operational, sales practice, public & private underwriting, trade

reporting, suitability, product based, and options activities

Perform financial analysis, evaluate, and report on member firms'

financial condition by reviewing general ledger, trial balance,

balance sheet, income statement, and annual audit data to ensure

compliance with SEC Rule 15c3-1 (net capital rule) and SEC Rule

17a-3 and 17a-4 (books & records)

Interview Chief Compliance Officer and Chief Financial Officer of

each firm to gain an understanding of the firm's operating,

internal control, financial, and compliance activities

Prepare reports detailing reviews conducted, sampling methods

used, records reviewed, apparent violations, root-cause, firm's

response, and recommended course of action

Investigate Investor complaints received by Front-end Cause

dealing with sales practice complaints such as unauthorized

trading, misrepresentation, unsuitable recommendations

[pic]Steven J. Renhowe, CPA Page 2

Fund Analyst OppenheimerFunds Inc., Centennial, Colorado

7-2004 to 9-2005 Analyst on the 11-person Securities Valuation and Corporate

Actions team within Fund Accounting. Responsible for the daily

pricing of high yield, complex, mortgage, government, equity,

derivative and foreign instruments and daily communication with

over 50 broker-dealers and traders.

Daily receipt, input and analysis of prices for over 150

broker-quoted securities from around the world, including Canada,

Latin America, Europe, Australia, and Japan.

Analysis of securities instruments and markets using Bloomberg and

Reuters in order to determine the accuracy of security prices

received from broker-dealers and pricing vendors.

Generating and analyzing Securities Valuation reports including:

pricing exception reports, unchanged corporate/government bond

pricing reports, and Rule 2a-7 taxable and tax-exempt valuation

reports.

Daily research and analysis of, on average, 125 domestic and

foreign dividends, including domestic stock dividends and splits.

Awards and Honors Academic Achievement Scholarship The National Dean's List

Dean's Citation for Academic Top 10% in U.S. on ETS

Excellence Examination

Doris Finley College of Business Top 15% in U.S. on MBA ETS

Scholarship Examination

MCB Outstanding Business Student All-American Scholar

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