Management Control

Edward Chong

*** ****** ** *** * Hoboken, NJ ****0 ******.******@*****.***

EDUCATION

Binghamton University, State University of New York

Binghamton, NY

Bachelor of Science, Finance

August 2005 - May 2008

GPA: 3.4/4.0 Major GPA: 3.6/4.0

RELATED EXPERIENCE

JP Morgan Chase & Co. New York, NY

Investment Bank - Assistant Treasurer

September 2010 - Present

. Execute and participate in audit engagements covering the Investment

Bank - Global Equities and Prime Service businesses including risk

assessments, audit planning and testing, control evaluation, report

drafting and follow-up and verification of issue closure.

. Manage an on-going relationship with clients within the liquidity

groups (Electronic Trading, High Frequency Trading, Algo Trading) to

provide analysis to senior management regarding control frameworks and

gap analysis.

. Partner with business management and other control groups (i.e. risk

management, compliance, fraud prevention) establishing strong working

relationships while maintaining independence

. Monitor key risk indicators, significant change activities and

escalate emerging issues to senior management.

. Work with global line of business auditors in the early identification

of emerging control issues and reporting them to line of business and

audit management

Ernst & Young, LLP - Financial Services Office - IT Advisory Services

(ITAS) New York, NY

IT Risk and Assurance - Senior Consultant July

2008 - September 2010

. Architected and implemented a testing strategy to validate ETL

processing of impaired mortgage loan data as input into a credit risk

model for a major bank

. Recommend and develop processes surrounding distressed and impaired

loans obtained through acquisitions (SOP 03-3)

. Perform external and internal audits with an emphasis on clients

within the Asset Management, Private Equity, and Hedge Fund industries

. Responsible for fieldwork in creating Statement of Audit Standards

(SAS) 70 reports and advising clients on compliance initiatives based

upon the standards

. Perform client pre assessments to identify system and control

weaknesses within IT General Controls surrounding Change Management,

Logical Security, IT Operations, and Business Continuity Planning

. Experienced in performing and documenting data analytic procedures

such as Consolidated Statement of Income (CSI) and Trade

Reconciliation Computer Assisted Audit Techniques

SKILLS AND LANGUAGES

. Certified Information Systems Auditor (CISA) - Examination passed in

June 2009

. Knowledge of Computer Assisted Audit Techniques (CAAT) utilizing SQL

and ACL

. Experience with Oracle, SQL, Sybase database infrastructures

. Advanced knowledge of Windows OS, Network resolution and

Hardware/Software Troubleshooting

. Intermediate skills of Microsoft Word, PowerPoint, Excel, HTML,

Monarch

. Conversational Korean, Basic Spanish

ACTIVITIES

NYCares Community Service Volunteer 2008-Present

Binghamton Finance Society - M&A Case Competition Winner

Spring 2008

School of Management - Class of 2008 Management Case Competition Finalist

Spring 2008

Army Reserve Officer Training Corps 2005-2007

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