Project Manager Management

Stuart Ian Brogan

**** *******, *** *, ***** Monica, 90405. Tel: 847-***-****

******.******.****@*******.*****.***

EXECUTIVE SUMMARY

Investment technology leader interested with a Wharton MBA in Finance focused on

delivering technology solutions to propel investment businesses. Experienced in

all key areas of the investment world with specific skills including product

management / strategy development, business systems analysis and program

management.

EXPERIENCE

MORNINGSTAR Chicago, IL

Business Leader, Market Data and Hedge Funds/Alternatives 2008 - 2011

Morningstar is a leading provider of independent global investment research, which

offers an extensive line of Internet and software products for individuals,

advisors, and institutions. Managed a team of 10 in the US and China, focused on

Internet software development and data management.

Spearheaded the firm's Internet-based Hedge Fund data analysis product, tripling

the amount of new business in a 12 month period. Increased the volume of Hedge

Fund data subscribers by 10x within a 15 month period, despite the troubled

economic environment.

Voted by peers to the National Board of the Hedge Fund Association (HFA).

Catalyzed several initiatives that served Morningstar and the HFA. Keynote speaker

at HFA conference focused on Hedge Fund regulation.

Innovated Morningstar's "Transparency Score" and "Operational Risk Flags" to

assist the investor's selection/screening process by highlighting funds with

Madoff-like characteristics .

Optimized operational processes that acquired data from Hedge Funds, leading to

the industries' broadest coverage, and created a 40% increase in funds processed

per employee within an 18 month period.

Revitalized product offerings by generating a new eCommerce channel responsible

for 80% of new business.

Identified new potential revenue sources and developed creative new business plans

and business models to help position Morningstar to be the #1 re-distributor of

data.

Quantified impact of synergies associated with corporate acquisitions prior to

deal closures.Architected new alliances, created internet marketing strategy, and

oversaw sales effort in innovative redistribution channels.

CITADEL INVESTMENT GROUP Chicago, IL

Officer of the CIO - Product, Program Management 2005 - 2008

Citadel is one of the world's largest hedge fund managers, which transactions

account for greater than 8% of average NASDAQ and NYSE equities volume.

Directly reported to the CIO, assisting with strategy and development of the 600+

staff department.

In partnership with Factset, designed proprietary superior core analytics

applications to gather equity related data, and make such derived data available

for Excel modeling to improve analysts' productivity.

Managed projects for the Treasury, Portfolio Finance, Global Equities Divisions,

leading to improved investment processes, higher productivity and ultimately,

significantly improved investment performance.

Defined requirements for the Portfolio Finance and Treasury information systems

that managed the firm's financial leverage. One such project saved $6million per

annum, by optimizing forex forward positions.

Directed several applications to fine-tune tri-party lending optimization

algorithms, centralize interest rate modifications and manage cash account

liquidity ladders/forecasting.

Developed service-right amortization models and managed aspects of the mortgage

servicer acquisition.

Executed global resource utilization reduction effort responsible for massively

higher server capacity utilization and a 40% reduction in non-compensation

technology costs (including run-off capital items) within 12 months.

With PriceWaterhouseCoopers, developed a national IT project which collected

project resource consumption data in order to ascertain the effect of project

capitalization with respect to IT-related projects.

Architected a relationship with an offshore consulting vendor, which provided 130

developers, which lead to a 30% increase in output per $.

Spearheaded IT activities and controls related to Moody's operational audit,

leading to the highest rating.

STATE STREET

Sr. Analyst and Project Manager, IBT unit (acquired by State Street)

San Francisco, CA

2001-2005

STUART IAN BROGAN

page twO

Spearheaded projects to enable the transition of $1.4 Trillion Barclays Global

Investor assets, into the Investors Bank. Such projects included data

migration, staff alignment and process integration efforts.

Partnered with Barclays business and technology staff to manage large multi-site

projects to process assets distributed globally including Global Income processing

(worldwide dividend and coupon collection) and Securities Lending applications

that ensured Barclays maintain top tier worldwide ranking in securities lending.

Architected plans and analysis documents for the following projects: security

reference data, securities lending automation, corporate action processing. These

plans & documents were ultimately used throughout the firm in addition to the unit

servicing global income and tax processing.

ROBERTSON STEPHENS (ACQUIRED BY BANK OF AMERICA)

Vice President - Equity Research Technology Business Leader

San Francisco, CA

1996 - 2000

Robertson Stephens was one of the most successful investment banks at the height

of the internet boom, underwriting 74 IPOs between 1999 and 2000, with a capital

value of $5.5 billion.

Equity Research, Investment Banking and Internet Strategy Director, responsible

for system development projects. Reporting to the CIO and Director of Research,

directed a high-performing group of 40 staff.

Established corporate Internet strategy. Conceptualized, initiated and managed

internetstocks.com and myresearch.com products to help propel Robertson's massive

growth and helped position the firm as a leader.

Technology advisor to the CEO and the Director of Research. Assisted CEO with

business development and presentations to fortune 500 companies. Efforts

culminated in the development of a new business unit.

Designed and operated several retail and institutional client facing

process/systems including:

An Internet site to distribute research to clients - one of the first in the

industry

A process to allow research to be delivered to First Call, Bloomberg and Reuters

prior to 6:00am P.S.T in order to increase trading commissions. Created related

process to track/report on commission flows.

Designed early stage ecommerce strategy culminating in additional net income of $1

Million per annum.

CREDIT SUISSE First Boston - Seer technologies

Consulting Manager

New York, NY

1991-1996

(IPO in 1995

Versatile Methodology Consultant focused on the development of large scale

investment / banking systems

For Charles Schwab, San Francisco, CA: Instrumental in persuading Schwab to become

a reference client and to exclusively use Seer for systems work. Performed

billable consulting work and managed the client for 3 years.

For Banco San Paulo, Turin, Italy: Project Management for a 3-month pilot project

culminating in first Euro sale.

For State Farm, Bloomington, IL: Performed as Lead/Senior Consultant on a 6-month

effort to evaluate the State Farm systems development infrastructure, methods,

tools and tech.

For Standard Bank, Johannesburg, South Africa: Co-managed four-person consulting

team in partnership with IBM.

EDUCATION

THE WHARTON SCHOOL, UNIVERSITY OF PENNSYLVANIA Philadelphia,

Master of Business Administration; Major in Finance PA

Directors List (top 10% of class) - final term of first year. 2005

First year Honors List (top 20% of class).

UNIVERSITY OF HUDDERSFIELD (ENGLAND) England

Bachelor of Arts with Honors in Computing, Major in Business 1989

Computing

ADDITIONAL INFORMATION (optional)

Authorized to work in the US, Great Britain and in the European Union.

Competitive Cycling: performed in the 2010 US National championships and many of

the largest US races

The Bayview Venture Fund (General Partner). Invested in pre-IPO health care and

technology firms.

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