Assistant Data Entry

Relevant Experience

Legg Mason Global Asset Management, Stamford, CT

Oct 2007-Present

Risk Associate

> Supported 35 US Distribution Sales Directors from a client service,

compliance & expense management perspective; both retail and

institutional.

> Maintained a Gift, Meals and Entertainment Log as required by FINRA

regulation and ensured the data integrity in all of the logs.

> Provided financial management for the accuracy of expense reporting to

ensure expenses were charged to the appropriate cost center and budget.

> Coordinated approvals for all meetings as required by FINRA Non-cash

compensation rules, making sure all documentation, marketing materials,

and data was approved across all platforms.

UBS Investment Bank, Stamford, CT

April - Sept 2007

Client On-boarding for MSO

> Assisted in opening accounts for municipal bonds and securities sector,

involving KYC protocol.

> Vetted each client and ran compliance for each person or persons involved

in the deal with the bank.

> Made sure each document was properly done and complete, if incomplete

gathered all information from the banker.

> Made sure each account was approved and the banker was notified.

> Updated database accordingly to make sure each client was properly vetted

and ready for trading etc.

RBS/ Greenwich Capital, Greenwich, CT

Jan-April 2007

Credit Risk (temporary)

Research Assistant

> Researched and evaluated over 10,000 companies that were clients or did

business with GCM

> Updated databases using excel and programs such as D &B and GRD that held

statistical information and company standing.

> Researched each undocumented company thoroughly using various government

and legitimate internet sources.

> Set up new CIS codes that represented each company with valid standing

and updated the database accordingly. Data Entry.

Morgan Stanley, Greenwich, CT

Aug 2002-Aug 2003

Intern

> Assistant to the Executive Vice President.

> Organized and executed Portfolio Reviews, ensuring that key statistical

information of portfolio was up to date.

> Client relations; handled and screened phone calls and dealt with clients

on a daily basis updating them with information available at the time.

> Account Evaluations & Reviews prepared for each private client.

PanAmSat Corp, Greenwich, CT

Oct 2001-May 2002

Intern

> Coordinated marketing displays and binders, which were sent to clients on

a weekly basis.

> Assistant in Broadcasting Dept; followed up phone calls, handled client

requests, and faxed daily reports to clients. Data entry

Education

The George Washington University, Colombian School of Liberal Arts; BA

Economics, December 2006

Other Skills:

Microsoft Word, Power Point, Excel, Outlook, Adobe

Acrobat, PeopleSoft Financials

> Fluent in Spanish and conversational Italian

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