THOMAS C. LAWSON
***** ********* **. 832-***-****
Houston, TX 77077 ******@***.***
SUMMARY
A senior finance officer with experience in investment banking, corporate
finance and investment management. Demonstrated expertise in marketing,
debt financings, corporate lending, and financial planning. Skilled and
proficient in all aspects of capital markets, municipal finance and risk
management. Ability to identify, recommend and deliver customized solutions
which address client's credit needs. Key competencies include:
Municipal Finance Relationship Management Retirement Planning
Corporate Lending Financial Analysis Investment Sales
ABILITIES AND RESULTS
PUBLIC FINANCE
. Structured tax-exempt financings for non-profit hospitals, private
universities, cities, counties and utilities which met borrowers' capital
project requirements.
. Acted as financial advisor to cities and counties on public issues of tax-
exempt bond financings which provided funds for new schools, municipal
buildings and water and sewer facilities.
. Structured private placements of industrial revenue bonds for Texas
corporations which provided monies for warehouses, distribution centers
and shopping centers.
. Reviewed legal documentation with bond counsel and rating agencies for
tax-exempt financings to ensure protection of investment bank's/bank's
obligations.
CORPORATE FINANCE
. Negotiated with treasurers and chief financial officers of Fortune 500
companies to provide lines of credit and term loans for working capital
and capital projects.
. Marketed international bank's credit products in 7 state territory in the
southeastern U.S., which increased bank's asset base from $100 million to
$200 million in tax-exempt financings.
. Managed and coached credit analysts in the preparation of loan proposals
ensuring compliance with bank credit guidelines.
. Reviewed all legal documentation with bank and corporate attorneys to
successfully complete the bank's credit facilities.
INVESTMENT MANAGEMENT
. Developed retirement and financial plans for individuals through IRA's
that provided effective retirement planning for clients.
. Advised families on college funding through 529 plans which provided tax-
deferred funds for children's education.
. Recommended and developed municipal bond portfolios that minimized taxes
for high net worth individuals.
. Constructed investment portfolios through the sale of stocks, bonds,
mutual funds and annuities to provide capital appreciation and income for
clients.
. Developed a strategic marketing plan that increased personal assets under
management from -0- to $10 million.
PROFESSIONAL EXPERIENCE
LAWSON INVESTMENT ADVISORS, ATLANTA, GA
Investment Advisor
UBS PAINE WEBBER, ATLANTA, GA
Investment Advisor
SUMITOMO BANK, ATLANTA, GA
Vice President (Representative Office)
SANWA BANK, ATLANTA, GA
Vice President (Representative Office)
EPPLER, GUERIN AND TURNER, DALLAS, TX
Vice President
MBANK DALLAS (NOW JP MORGAN CHASE), DALLAS, TX
Assistant Vice President
EDUCATION AND TRAINING
THE AMERICAN GRADUATE SCHOOL OF INTERNATIONAL MANAGEMENT,
Glendale, Arizona
Master of International Management
VANDERBILT UNIVERSITY, Nashville, Tennessee
Bachelor of Arts
MBANK DALLAS (now JP MORGAN CHASE), Dallas, Texas
Bank Credit Training Program
LICENSES
National Association of Security Dealers, (NASD), Series 7 and 63 Licenses
(expired)
LANGUAGE SKILLS
Fluency in French