Management Financial

John C. Molloy, Jr.

** ******* **** **., ********* NH 032**-***-***-

8778; *********@*****.***

Legal Experience

Gonzalez Saggio & Harlan LLP, Boston, MA April 2011-Present

. Co-head of firm's transactional department with emphasis on financial

firms and products, including hedge funds, investment advisers and broker-

dealers

Adorno & Yoss LLP, Boston, MA May 2009-March 2011

Partner Business Law Group with a focus on financial services

. Significant experience representing financial firms, including private

equity and hedge fund advisory firms, broker-dealers and investment

companies

Edwards Angell Palmer & Dodge LLP, Boston, MA, July 2005-May 2009

Chairman, Investment Management Group:

. Represented seven start-up advisory firms in forming and offering 13

hedge funds/fund of funds

. Represent leading hedge fund advisory firms, Atticus Capital, Arrowstreet

Capital, Millennium Management LLC and Otter Creek, on matters pertaining

to their advisory businesses

. 1940 Act counsel to Textron Financial, New Star Financial and

Massachusetts HEFA STAR Fund

. Advise three Bank of America subsidiaries involved in broker-dealer and

investment advisory businesses

. Frequent interactions with NASD, SEC, CFA examiners in the registration

and inspection processes

. Significant involvement with the firm's M&A practice involving broker-

dealers and investment advisers

. Preparing SEC exemptive application for research firm seeking to avoid

state adviser registration

Skadden, Arps, Slate, Meagher & Flom LLP, Boston, MA, March 2000-July 2005

Senior Corporate Associate, Investment Management Group:

. Numerous closed-end fund IPOs for each of Citgroup and Raymond James

. Fund counsel Oppenheimer & Co., Gabelli and U.S. Trust Private Equity

Group closed-end fund IPOs

. Counsel to various hedge fund, and hedge fund of fund advisory firms

. Diligence/regulatory counsel to managing underwriters effecting IPOs of

investment advisory firms, including Merrill Lynch, Citigroup and Goldman

Sachs.

. Significant involvement regulatory investigations/litigation, including

Putnam market-timing/late trading and Heartland Group

. Led diligence group for significant prospective Putnam transaction

. 1940 Act counsel to offshore financial companies (Endurance Bermuda, AMP

Limited) in connection with U.S. securities offerings/borrowings

. Counsel to Peter Kiewit Sons in connection with the structuring, IPO and

SEC approval of an employees' securities company

. Other salient experience: significant client involvement with recent

regulatory initiatives under 1940 Act and Advisers Act; drafted several

1940 Act exemptive applications and no-action requests, including

significant SEC negotiations; ongoing client counseling with respect to

other matters under the 1940 Act and Advisers Act and the Securities Act,

Exchange Act, Patriot Act and NASD and CFTC regulations

Goodwin Procter LLP, Boston, MA, September 1997-March 2000, Corporate

Associate:

. Represented various clients with respect to public and private company

mergers and acquisitions, private company asset purchases, venture

capital financings (investor and company side), commercial lending and

borrowing, and equity and debt public securities offerings

Military Experience

United States Marine Corps, Infantry Officer, February 1987-February 1997

(active duty and reserve)

U.S. Army Ranger School

Education

Boston University School of Law, Boston, MA, J.D., 1997, concentration in

Corporate Law and Finance

Tufts University, Medford, MA, B.A. in Political Science, 1986. Co-captain

of hockey and lacrosse teams

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