Management Sales

RICHARD J. BUSBY

*** ********* *****,

Staten Island, New York 10303

Home: 718-***-****

Mobile: 917-***-****

E-mail: *******@*****.***

PROFESSIONAL SUMMARY

• Ten years of experience in managing and coordinating services for clients with high volume accounts.

• Proven ability to train, motivate, and work well with others.

• Demonstrated ability to interact effectively with key personnel.

• Excellent organization, communication, and problem-solving skills.

• A Seasoned Financial Services Professional and recent College Graduate

WORK EXPERIENCE

Morgan Stanley, Operations, New York, NY April 2008 – January 2009

COLLATERAL MANAGEMENT ASSOCIATE

• Institutional Equities Division: monitored Full Service accounts for Derivative-trading activity

• Managed daily Premium Payment Orders transactions

• Processed internal and external asset movements in Cash and Margined portfolios

• Developed skills of new analysts; issued and disputed daily Margin Calls

• Reviewed and reconciled daily exception reports

March 1997 – April 2008

COLLATERAL MANAGEMENT ASSOCIATE - Prime Brokerage Division

• Monitored Enhanced Leveraged Hedge Fund portfolios, and processed daily internal and external asset

movements

• Monitored Derivative-integrated Hedge Fund portfolios, including Equity Swaps, Credit Default Swaps,

and Over the Counter Options

• Participated in Sales meetings, targeting Active Extension and Tri-Party clients

• Instrumental in creation and implementation of automation to reconciliation processes

• Fielded collateral management inquiries and disputes of business units and their clients

• Issued margin calls; reviewed and reconciled daily exception reports

February 1994 – March 1997

BUSINESS UNIT OPERATIONS CLERK

• Responsibilities included processing daily domestic and government trade amendments

• Created and distributed compliance documents; verified and maintained securities pricing system

• Maintained clients’ reconciliation reports, and assisted with phone inquiry overflow

EDUCATION AND SKILLS

EDUCATION:

COLLEGE OF STATEN ISLAND, CITY UNIVERSITY OF NEW YORK (CUNY)

Bachelor’s of Science in Business Management

January 2013

SKILLS:

Knowledge of Microsoft Word, Excel, PowerPoint, Outlook, Depository Trust Company systems, filing,

Data entry and Excellent communication skills

REFERENCES

References will be furnished upon request.

Contact this candidate