JETHROE AURE
Jersey City, NJ 07305-1632
Cellular 201-***-****
E-mail: ***********@*****.***
EXPERIENCE:
MORGAN STANLEY SMITH BARNEY
*/*/** - */*/13
Harborside Financial Center
34 Exchange Place, Plaza II
Jersey City, NJ 07311
Mutual Funds Trading Operations Administrator
. Liaison with External Fund companies for NSCC and Subaccounted funds
for trade reject reprocessing
. Handle current day trades manually and directly with the Fund
companies
. Process Incoming and Outgoing wire transactions for T+0 Institutional
Money Market trades
. Process Loss letters, Letters of Intent, Rights of Reinstatement and
Rights of Accumulation
. Utilize systems such as AIS 80, ATA0, AWD, BL66, DST Vision, IBM Host
on Demand32, IDEAS, JAWS, MFTI, MFTN, MFTO, MFTS, MS 360, Rumba
Mainframe and SuRPAS Classic
CITI
12/10 - 5/11
111 Wall Street
New York, NY 10003
Investigator
. Researched Beneficiary information regarding Estate, Individual, IRA,
Joint and Trust accounts
. Active investigation and closure of any client issues that arise
within the operating functions
. Processed Affidavit, Bank Deposit Program, Client/1099 Statements,
Dividends, Fees, Interest, Legal Documentations, LOA/LOI, Record Date,
Stock Loans, Stock Records, Tefra, Trust Agreement, Money and Share
movements
. Utilized systems such as ADP, Citrix, FCI1, FCI2, File Net, NextGen,
NetX360, Salesforce, SBLinx, SBPR, SCBA, SCVA and Workflow
KNIGHT EQUITY MARKETS, L.P.
10/10 - 10/10
545 Washington Boulevard
Jersey City, NJ 07310
Operations Coordinator
. Extracted data from Contracts and entered data into Microsoft Excel
. Processed Mail Merge accounts via Microsoft Excel and Word
. Utilized systems such as Knight and Knight Direct
COMPUTERSHARE
3/08 - 12/09
118 Fernwood Avenue
Edison, NJ 08837
Plan Administrator - Reconciliation
. Reconciled ESPP and SOP Accounts
. Analyzed Issue Capital and Nominee Accounts
. Interacted with various departments Corporate Actions, Dividends,
Research and Client Service
Associates
. Processed TD/SD share amount and price via client accounts
. Downloaded adhoc reports and processed accounting procedures via Excel
spreadsheet
. Utilized systems such as Computershare Scrip and Merrill Lynch
Broadcort
LYNMAR CAPITAL GROUP, INC. 11/06 - 10/07
401 Route 73 North
Marlton, NJ 08053
Trading Operations Administrator
. Performed Client and Performance Reporting Analysis
. Reconciled Equities, Fixed Income and Mortgage Back Securities via
Client and Bank Custodian
. Processed trades for Cash and Money Funds, Certificate of Deposit,
Commercial Paper, Equities, Fixed Income, Mortgage Backed Securities,
Mutual Funds, Options, T-Bills and Unit Trust
. Interacted with Bank Custodians with regards to clients' activities
. Handled Affirmations and processed trades in Oasys for Institutional
clients
. Utilized systems such as Advent, AXYS, Bloomberg, DTC (Omgeo), Moxy,
Oasys and Portfolio Center
REGISTRAR & TRANSFER COMPANY
6/05 - 4/06
10 Commerce Drive
Cranford, NJ 07016
DWAC Operations Associate
. Processed and Reconciled Stock Transfer through DWAC system
. Manually processed DWAC and DRS applications
. Performed operation functions in the Corporate Actions and Stock
Transfer departments
. Utilized systems such as DTC, Stock Record and the Trading system for
Registrar &Transfer Company
ING FINANCIAL NORTHEASTERN CORPORATION
9/02 - 4/04
100 Passaic Avenue
Fairfield, NJ 07004
Operations Coordinator
. Processed trades for Corporate Bonds, Municipals, Mortgage Backed
Securities, Treasuries, Global Securities, Government Agency Issues,
Preferred Stocks and Certificate of Deposit through ADP and Bear
Stearns
. Performed functions for Fixed Income Securities and Derivatives such
as Trade Rejects, DK's, T1 and T3 Settlement Trades and Reconciled
Trades
. Handled Wire Transactions and Check Deposits through Bear Stearns
Accounts
. Processed interest rates for CD accounts
. Interacted with Custodian Banks and various departments to resolve
trading issues
. Utilized systems such as Bloomberg, DTC, Stock Record, Bear Stearns
and FNC Trading systems
PRUDENTIAL FINANCIAL 3/00 - 5/02
One New York Plaza
New York, NY 10004
Operations Associate
. Reconciled Mutual Funds T1 and T3 Settlement Trades
. Processed Trade Corrections, Trade Rejects and Wire Transactions
. Processed cancel and rebills via wire transactions
. Handled wire movements with regards to clients transactions
. Performed customer service with clients in regards to trade
discrepancies
. Utilized systems such as DTC, ETS, Fundserv, Pruserv and Stock Record
MORGAN STANLEY DEAN WITTER 12/96 - 3/00
Harborside Financial Center
34 Exchange Place, Plaza II
Jersey City, NJ 07311
Shareholder Representative
. Performed functions such as Active Asset Accounts, Annuities, Cash
Settlement, Confirm Trade, Interface, Margin, PPM Adjustments and
Systematic Withdrawal Plan
. Processed Checkwriting and Exchange Applications
. Handled Interest Rate Adjustments and Wire Transactions through BONY,
Trades of Payments and Redemptions for Equity and Money Market Funds
. Handled Mutual Fund accounts of TD/SD and DK's
. Open and closed account with regards to Checwriting and Exchange
applications
. Utilized systems such as AWD, DTC, Stock Record, and MSDW Trading
systems
GRUNTAL & COMPANY, INC. 9/94 - 12/95
635 Madison Avenue
New York, NY 10022
Operations Associate
. Processed and Reconciled Stock Transactions
. Utilized Act for Windows, Bloomberg and Standard & Poor
OPPENHEIMER & COMPANY, INC. 6/93 - 8/94
One World Financial Center
New York, NY 10281
Operations Associate
. Processed and Reconciled Stock Transactions
. Utilized Act for Windows, Bloomberg and Standard & Poor
CONSULTING ASSIGNMENTS:
PERSHING LLC
2/08 - 3/08
One Pershing Plaza
Jersey City, NJ 07399
Middle Office Operations
MERRILL LYNCH
9/06 - 9/06
800 Scudders Mill Road
Plainsboro, NJ 08536
Middle Office Operations
THE BANK OF NEW YORK
7/06 - 9/06
385 Rifle Camp Road
West Paterson, NJ 07424
Investor Relations Associate
GOLDMAN SACHS
9/04 - 4/05
One New York Plaza
New York, NY 10004
Securities Lending Associate
UBS FINANCIAL
4/04 - 5/04
1200 Harbor Boulevard
Weehawken, NJ 07086
Compliance Analyst
EDUCATION: NEW JERSEY CITY UNIVERSITY
2039 Kennedy Boulevard
Jersey City, NJ 07305
BACHELOR OF SCIENCE - FINANCE
THE CHUBB INSTITUTE
40 Journal Square
Jersey City, NJ 07306
NETWORK ADMINISTRATOR
SKILLS: Microsoft Excel, Word, Outlook, Windows, Lotus123, Act
for Windows, ADP, Advent, AIS 80,
AXYS, AWD, BL66, Bloomberg, BOB, BONY,
Broadcort, Citrix, DST Vision, DTC, DTCC,
ETS, FCI1, FCI2, File Net, Fundserv, IBM Host
on Demand32, IDEAS, JAWS, Knight, Knight
Direct, MFTI, MFTN, MFTO, MFTS, Moxy, MS 360,
Net Exchange, NextGen, NetX360, Oasys,
Omgeo, Peoplesoft, Portfolio Center, Pruserv,
Quotron, Rumba Mainframe, Salesforce, SBLinx,
SBPR, SCBA, SCVA, SuRPAS, Good Figure Aptitude
and 50+ WPM
REFERENCE: Furnished upon request