Jim Cullen
Vice President of Institutional Sales at Advantage Futures
*****@*******.***
Summary
A senior level financial securities executive and member of the Chicago Board of Trade with an established
record of successful leadership used to realize pre-defined financial objectives and motivate personnel to
achieve targeted goals. Responsible for executing more than 7M contracts worth more than $5,000,000 in
commissions. Decisive, results-oriented leader with functional experience in client awareness in regards to
expediency and accuracy.
Specialties
Strategic Sales Planning • Excellent Communication, Sales and Negotiation Skills • Ability to Multi-Task •
Accomplished Working in Extreme, Fast-Paced Environments • Effective Personnel Manager • Superior Client
Relationship Management • Human Resource Development • Skilled at Client Acquisition and Revenue
Development
Experience
Vice-President, Institutional Sales at Advantage Futures
January 2005 - Present (8 years 6 months)
Advantage Futures, founded in 2003, is a futures brokerage company, providing clearing and execution
services. The company services institutions, hedge funds, commodity trading advisors, proprietary trading
groups and professional traders.
Vice-President, Institutional Sales at Mizuho Securities USA Inc.
January 2002 - January 2005 (3 years 1 month)
Mizuho Securities USA Inc.(MSUSA) is the U.S. investment banking subsidiary of Mizuho Securities Ltd., a
listed company in Tokyo Stock Exchange. MSUSA provides institutional and corporate clients with a wide
range of products and services in equity, fixed income, and futures.
Associate Director at BARCLAYS CAPITAL
January 1993 - January 2002 (9 years 1 month)
Barclays Capital, the investment banking division of Barclays Bank provides strategic advisory, financing,
risk management services to corporate and institutional clients.
Head Trader, Financial Options Group at TRANS MARKET GROUP
May 1984 - January 1993 (8 years 9 months)
Was the leading producer on the trade desk by becoming an acknowledged expert skilled at recognizing
changes in the fundamentals of the market and communicating with my clients the impact market shifts
would have on the positions they held. As a result, I became a trusted client source and was able to leverage
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this trust and expertise towards gaining more than my fair share each client’s business.
Certifications
Series 7 and 63
Financial Industry Regulatory Authority (FINRA)
Skills & Expertise
Strategic Planning
Financial Institutions
Contract Negotiation
Customer Development
Customer Negotiations
Able To Multi-task
New Business Development
Client Development
Client Acquisition
Client Relationship Building
Profit Improvement
Profit Maximization
CRM
Customer Acquisition
Education
Western Illinois University
Bachelor of Arts, Communications, 1974 - 1978
Loyola Academy
1970 - 1974
Interests
Golf
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Jim Cullen
Vice President of Institutional Sales at Advantage Futures
*****@*******.***
Contact Jim on LinkedIn
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