Vice President Assistant

Gerard Mangieri

** *********** ******

Staten Island, NY 10312

H: 718-***-****

C: 917-***-****

E: *******@***.***

Executive Summary

A financial services professional with extensive knowledge of trade processing including clearance and

settlement transactions, and experience providing superior support for internal and external customers.

Strengths include hands-on success identifying transactional errors and solutions, balancing books and records,

research and analysis, and driving results in a fast-paced, high pressure environment.

Professional Experience

JPMorgan Chase, Brooklyn, NY 3/2008 - 11/2012

Investment Bank

IB Tech & Ops - Associate

Worked with a Daily Management Control Report documenting up to 200 discrepancies daily within Equities

and Fixed Income. Balanced books and records of 20-60 Fixed Income government securities positions daily.

Resolved differences between Impact, the JP Morgan Clearance System and the ADP stock record.

Responsibilities

• Analyzed trade settlements with programming teams to implement enhancements and functionality

changes in the system to optimize workflow.

• Cross-trained specialized teams from Bangalore, India in daily account reconciliations.

Accomplishments

• Assumed the lead role in organizing and testing of a major stock record conversion project

from the present to original face.

• Developed optimal processes to train and measure productivity of off shore team

Bear Stearns & Company, Brooklyn, NY 11/1999 - 3/2008

Bear Stearns Securities Corporation

Fixed Income Stock Record, International Stock Record

Fixed Income Stock Record Responsibilities

• Facilitated reconciliations of internal and external accounts including Custody, Trading,

Primer Broker accounts, and Bear Stearns outside institutional accounts

• Managed and cross-trained operations management trainees

• Performed required security processes and resolution procedures to deal with breaks while

maintaining an audit trail

• Investigated and resolved discrepancies between Bear Stearns trading desk and the finance

desk

International Stock Record Responsibilities

• Reconciled position differences between Euro-Clear, Germany, Switzerland, Russia, Italy,

London and APAC.

• Investigated and reported breaks, and adjusted customer’s positions

• Input data into weekly metrics reports for the stock record department in order to identify

discrepancies in transactions

Accomplishments

• Reduced risk for settlements

• Expedited and improved accuracy of reports resulting from inaccurate trade information

• Enabled clearances to be implemented properly, and significantly improved access of

incoming transactions for settlement team.

Commerzbank Capital Markets Corporation 9/1980 - 7/1999

Assistant Vice President, Control Department (1998-1999)

• Managed department during absence of Vice President

• Established a centralized Control Department to handle international Settlements, DTC,

Government Clearance and Pan European Business

• Oversaw daily reconciliation of all bank and custody accounts, cash and securities

positions and the ADP balancing system.

• Key point of contact on control issues for headquarters in Frankfurt, Germany.

• Established and distributed daily MIS report detailing clearance of settlements for management.

Assistant Vice President, International Settlements (1997-1998)

• Processed the input of trades (ISIN) on a trade date basis using Cedel Clearance system.

• Monitored and processed daily settlements and investigated failed trades.

• Researched unmatched trades and reported to sales desk.

• Responsible for daily clearance of foreign settlements.

• Determined end-of-day funding and analyzed incoming/outgoing payments and daily

settlements to determine whether to borrow or sell funds.

Technology Experience

MS Office, Impact, DTC

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