Project System

Jerome Perry

Home Phone: 201-***-****

Cell: 973-***-****

E-Mail: ***********@*****.***

Objective:

To provide professional service in the analysis of Operations, Corporate

Actions, Stock/Cash Dividends, Fixed Income, Mutual Funds and Insurance

Operations to improve the efficiency of a department or company.

Qualifications:

Ability to work independently or in a team environment with excellent

communication and analytical skills. Willing to travel.

Education:

Successful completion of the Certified Financial Analyst (CFA) testing part (2)

Hunter College, New York, NY

Experience:

11/08-6/10 Bank of America-Boston Mass.

Corporate Actions: Daily processing of all Mandatory/Voluntary

exchanges.

Confirmed with accounts reps as to notifications on all offers being

presented.

Balanced stock record positions on ADP and DTC. Presented and recieved

Participants with 180 Letters on positions held. Experience with transactions,

settlements and audit/reconciliation.

10/07-3/08 Broadridge/ KeyBank - Cleveland OH

Corporate Actions/Business Systems Analyst: Conversion of Keybank’s SSI

processing System to Broadridge’s ADP platform. Presentation of product to

Keybank’s management, set up box locations and turned on ( BPS) ADP B1s.

Trained

KeyBank’s staff on the use of Processing Voluntary offers on their new ADP

system. Performed acceptance testing, coordinated client testing and

documented test results. Coordinated estimation and specification sign-off with

Managers. Maintained Project Life Cycle status on CSR (Client Service Request)

Access database. Assisted with project migrations and implementation of

system modifications. Documented Project Life Cycle for systems library.

1/07-9/07 Morgan Stanley & Co - Jersey City, NJ

Corporate Actions: Migration of all certificates to the Depository Trust

Company

Custody division. Research of over 300 certificates for all Corporate actions as to

Reverse splits, redemptions, name changes, conversions, and warrants .

Utilizing venders Xcitek and DTCC.

3/06-11/06 Bank Of New York - New York, NY

Corporate Actions: Processed Mandatory and Voluntary corporate actions

to ensure full entitlement( BPS Platform) is received, handled and processed

time critical information as to Tenders, Retainments, 144As, Conversions,

Dutch Auctions, Options, Drips and Interest payments. Sent liability (180)

letters to participants on outstanding loans and trades.

10/05-3/06 Alliance Capital Management - White Plains, NY

Corporate Actions: Daily Review of Custodian, Xcitek, and DTC notification on

Various corporate actions such as Dutch Auctions, Cash/Stock options,

Drips,

Scheme of arrangements, Cash Options (GPB or USD ) Dissenters rights,

144A Exchanges and Tenders with Early Consen t Vendor to Vendor

pricing.

4/05-9/05 TD WaterHouse Securities - New York, NY

Corporate Actions: Daily processing of all Mandatory/Voluntary

exchanges.

Confirmed with accounts reps as to notifications on all offers being

presented.

Balanced stock record positions on ADP and DTC. Presented and recieved

Participants with 180 Letters on positions held.

2/05-4/05 Prudential/Wachovia - New York, NY

Mutual Funds: Mutual Fund Reconciliation on BETA Conversion.

Clean up of all House and Omni accounts. Confirmed with Mutual fund

companies

Using BIN/Account numbers payments to Wachovia Securities. Balanced

Positions on BETA systems.

8/04-1/05 E-Trade - Sacramento, CA

Corporate Actions: ADP Conversion ( BPS Platform)from Beta Processing

system.Testing of all ADP B1s as to Mandatory / Tender exchanges and

Redemptions. Post conversion clean up, Processing of Voluntary offers,

Training of staff.

7/04-8/04 JPMorgan Chase - Jersey City, NJ

Corporate Action: Daily processing of all corporate action Stock/Cash

Dividends and related securities, Utilizing the new updated ADP(BPS) ICI

IMPACT system to tract trade movements. Exchange of 144a and REGS

securities, reconciliation of customer fails.

3/04 – 7/04 Depository Trust Company (DTC) - New York, NY

Global Corporate Actions (GCA) Division: Validation of all International

corporate actions. Investigate various web sights as to warrants,

redemptions,Exchanges, so as to provide an accurate and timely response to

participants.

7/02 -10/03 State Street/Deutsche Bank - Jersey City, NJ

Corporate Actions/Stock Lending : Processing of loan recalls on all corporate

action related securities. Communicate with various participants through fax

/telephone on all securities not returned after three day notice, using DTC to

verify agreements. Confirmed with participants all securities on loans going

through Reorganization as to Name Changes, Stock/Splits, and Cash/Stock

Mergers, keeping internal records complete and accurate.

06/01- 04/02 Arnhold Bleichroeder Inc. - New York, NY

Corporate Actions: Daily processing of Mandatory and Voluntary exchanges

using DTC. Daily review of Swift’s to ensure correct EUROCLEAR payouts

processed Legal Transfers and prepared documentation for Transfer completion

(Physical and DTC.) Duties included processing of Redemptions, Full Calls, and

Interest payments for Domestic and Foreign securities.

11/00 - 04/01 Credit Suisse First Boston - New York, NY

Corporate Actions: Daily processing Voluntary offers, Stock & Cash

Mergers, Name Changes, Full/ Partial Calls, Redemptions, Maturity’s, Reverse

Splits and Lotteries. Removal of Restrictive Legends (144A 144(D 144(E)

144(F) and Regulation (S)) from securities. Maintain a professional relationship

with agents to ensure that proper documentation (Legal Counsel, Prospectus) is

provided.

Software: Microsoft Office, Word, Access, Excel, Lotus Notes, and

Windows

Vendor Systems: Sungard (Investar), Bloomberg, Xcitek, Bond Buyers,

ACS, DTC PTS, ADP, Colbent, Sinq, BETA System

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