Assistant Support

BRIAN CARLO

347-***-**** / 646-***-****

************@*****.***

SKILLS

. Middle Office and Back Office

. Excellent attention to detail & accuracy

. Impeccable follow through

. Mathematical acumen

. Trade Capture

. Booking of trades

. Settlements

. Trade Breaks

. Resolve discrepancies

. G-7

. Repos

. Forward rate agreements

. Currency swaps and options

. OTC Derivatives

. Forwards and options

EDUCATION:

Baruch College BBA, Finance &

Investments 1998

EXPERIENCE:

THE BANK OF NEW YORK Consulting

05/06-06/12

Trader's Assistant/operations associate

. Trade support: providing reconciliation and performing settlements

and confirmations on all equity, FX, Mutual Fund and ETF Trades.

. ISDA Documentation drafting; amendments and corrections.

. Responsible for "chasing" confirmations.

. Provided settlement and resolution on all equity and fixed income

trades using DTC.

. Researched for the correct interest rates on all fixed income using

DTC.

. Used DTC to obtain information on corporate actions and any other

relevant information.

. Used ADP to obtain the latest price and all equity and fixed income

securities.

ALLIANCE BERNSTEIN Consulting

10/05 - 05/06

Trader's Assistant

. Was responsible for trade capture & settlements, booked trades and

resolved trade breaks in Credit & Equity Derivatives; including equity

and currency forwards, forward rate agreements, bond futures, Interest

rate futures, swaps, currency swaps, options, credit default swaps,

forwards, interest rate swaps, foreign currency swaps, foreign

currency options & interest rate options.

AXA

FINANCIAL Consulting

08/04 - 09/05

Trader's Assistant

. Maintained/updated databases, performed P&L analysis, and monitored

margin requirements.

. Resolved and reconciled trading discrepancies and ensured settlement

of stocks, index futures, interest rate futures, put & call options,

mutual funds, govt. & corp. bonds, muni bonds, foreign currency,

futures &commodity trades.

. Processed all derivative transactions and verified all

trades/settlements for all derivative transactions.

CITIGROUP Consulting

04/03 -

08/04

Trade Support, FX Trade Assist

. Utilized Global Oasis to process all international trades.

. Confirmed all trades in the international market.

. Performed DTC, TMS, Bloomberg, CTAS System & ADP Trade Settlements.

MORGAN

STANLEY Consulting

01/02 - 04/03

Trade Support/Trader's Assistant

. Responsibilities included investigating credit default, total return &

credit linked swaps.

. Performed research and investigations on all domestic & international

trades.

. Served as support to a Derivatives Operations/Swaps area.

. Processed both domestic and international equity trades.

. Processed OTC Equity Derivatives.

. Used Bloomberg, Swift, and Trade Web to process all trades.

MANAA TRADING

02/01 - 09/01

Trader's Assistant

. Research and responded to client inquiries.

. Maintained/updated databases, performed P&L transactions, and

monitored margin requirements of clients.

. Resolved and reconciled trading discrepancies and settlements.

. Assisted traders with Stocks, Index Futures, Interest Rate Futures,

Put & Call Options, Mutual Funds, Govt. & Corp. Bonds, Muni Bonds,

Fixed Income, Foreign Currency, Futures & Commodities transactions.

CHRISTIAN LEGAL/FINANCIAL SERVICES

06/98 - 12/00

Trader's Assistant

. Provided operations support for traders, confirmed trades with

clients.

. Researched and resolved discrepancies, performed settlements.

. Assisted Compliance Department with ISDA regulations.

. Assisted traders with Pork Bellies, Corn, Wheat, Cattle and Financial

Commodities.

. Performed P & L transactions, monitored margin requirements of

clients.

TECHNICAL SKILLS

Windows, MS Word, MS Excel, MS PowerPoint, Access, Reuters, Bloomberg, Bond

edge, Bonfire, Swift, ADP, Chips, Summit. Market Access, Broadband,

Calypso, GSCC, and futures exchanges, Euro clear, Broker Tec, Speed, Trade

Web and Murex, CTAS, DTC & DTCC.

Contact this candidate