Manager Management
Resume:
Dominic Langone
**-** **** ****** ******* New York 11378
**********@***.***
Experienced professional with a successful career in banking, client
Profile Summary services and trading in both foreign and domestic markets.
Advanced knowledge of all Microsoft, Bloomberg, and Reuters
applications.
Excel at interfacing with others at all levels to ensure organizational
goals are attained.
Proactive approach has resulted in capturing numerous accounts and
expanding client base.
Possess excellent interpersonal, analytical, and organizational skills.
JP MORGAN CHASE, Brooklyn,
Banking Employment NY 2006-2011
Client Account Manager.
Responsible for all incoming
correspondence from financial
advisors, regarding FX trade
booking and client trade
confirmations via swift messaging.
Handled inbound and outbound
calls from vast Money managers
in a high volume capacity. With
regards to OD fee’s and interest.
Responded to client and marketer
queries on actual valuation
(substantiation) or the valuation
process.
Maintain a daily client Domestic /
Foreign cash management
spending sheet for the client to use
as an investment guideline.
Processing of funds both foreign
and domestic to be allocated to
clients account for immediate
spending.
Daily review and resolution of
client Nostro breaks, and
i ncoming and outgoing non-
receipts..
Counsel high net-worth individuals
and corporate clients with regard
to investment opportunities, risk
analysis, and monetary returns.
1999-2006
M er r i l l Lynch, New York, NY
Compl iance AML Analyst
Review questionable client
activities that are automatically
flagged by senior banking /
trading officials.
Monitor trading accounts daily
via BLOOMBERG and
REUTERS. for any potential
risk to the firm and possibly the
client.
Day to day surveillance of
MBS/ABS bonds and SARS
reports relating to potential
trade reporting, Aml laws, short
sale, potential best execution,
and potential price
manipulation discrepancies.
Daily review of customer
trading and banking statements
to insure they comply within
the US Patriot act and Aml
guidelines.
Effective identification,
measurement, control and
management of compliance
risk.
Ensured that the compliance
department satisfies applicable
legal, regulatory and internal
requirements.
Education 2001
St. Johns, Associates Degree
B usiness Law GPA 3.4
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