Management Process

Summary

A Masters in Business Administration (MBA) specialised in Finance (2007-09)

Pursuing Certified Internal Auditor (CIA-IIA USA) with a bachelors degree

in Commerce. Varied experience covering Internal audit, Risk management and

compliance, Fraud investigation, SOX for various organizations. With

expertise in technical and functional areas of SAP FI-CO, PP, SD modules.

Participated in Process re-engineering and assisted in ERP process

implementation and control reviews, designing operating proceadure's and

policies.

Carrer Objective

To develop a strong foundation in Business process and Internal Controls

and Compliance, with the help of analytical and business oriented approach.

Focused industry areas are Manufacturing and Financial Services, and vision

is to make a successful career in "Business Assurance and Compliance" which

includes areas such as internal audits, business process analysis and

consulting, business intelligence and management information system,

information systems audits and related areas.

Work/ Project Experience

1 Approva Systems Pvt Ltd. www.infor.com

Role Business Process Analyst

Duration July 2011 to till date

Job Review client business process and identifying

Responsibiliti internal control weaknesses in process.

es Identifying internal controls on different aspects

Process, Authorization and ERP configuration.

Enhancing business process with preventive or

detective controls that will identify red flags within

processes.

Monitoring SOX, OFAC and other statutory compliances

Work closely with ERP's like Sap, Oracle, BAAn to

tables that store business process data for analysis.

Monitoring and controlling configuration set in ERP to

ensure adherence to organization policies and

procedures.

Continuous monitoring performance of business areas to

achieve maximum efficiency with quality.

Summary of one Worked on site for one of the leading pharmaceutical

of the major company in United Kingdom - London on integration

engagement Authorization (SOD) engagement.

Awarded for Outstanding Performance in 2012.

2 Sharp & Tannan Associates (An associate of Russell

Bedford)

Role Semi - Senior Internal Auditor

Duration December 2009 October 2010

Job Identification and assessment of Key Risk Factors on

Responsibiliti the basis of Preliminary Survey and Development of

es Audit Scope

Auditing & Management reporting with an objective of

Improvement in System Control Weakness, Risk

assessment based on Preliminary Review, Process Walk

through, Personnel Discussion, Detailed analytical &

substantial Test Procedure, Recommendation, Auditee

Comments & Action Plan and Follow up to mitigate the

identified Weakness/Risks.

Taking part in Structuring Audit Programs based on

assessed Level of Risk.

Also covering compliance Review for various Statutory

Acts and Provisions pertains to Co Act, Factory acts,

RBI Policies, Labor Laws, Software/Hardware Technology

Park and Export Policy & Procedure, Direct and

Indirect Taxes.

Audit/Assignme Insurance process

nts undertaken Inventory management

Order to Cash cycle (sales)

Purchase to pay

Receivables/Payables analysis

Exports Incentive Management

Summary of one Identified Red flag indicators and participated in

of the major fraud investigation at internal audit level

engagement In system audit detected misuse of unauthorized access

and recommended client for segregation of access limit

matrix.

Participated in development and implementation of

Standard Operating Policies and Procedures.

3 Desai Brothers Ltd. (FMCG & Tobacco Industry)

Role Senior Internal Audit Assistant

Duration April 2009 to December 2009

Job Preparation & Planing of Audit Engagements

Responsibiliti Conduct systems and transaction audits of the audit

es areas

Guide and support the audit team

Prepare and present Audit Report to management

Audit/Assignme Stock taking

nt Undertaken Commission & Incentives Review

C&A review etc.

Summary of one Analyze Purchase / Bill passing System and its control

of the major and assess risk involved for one of the entity

engagement Objective: The objective of the engagement was to

identify control weakness in the Purchase and bill

passing system and improve process efficiency

Role : Team lead for a team of 3 members

Engagement Methodology: Policies and procedure

documentation review, Review and walkthrough of the

process, testing of selected transactions, pre-audit

of selected transactions

Major recommendations: An authority matrix was defined

and an efficient payment schedule was defined. This

payment schedule has improved the liquidity position

and has been successful to avoid liquidity crunch on

specific days. A control was introduced to ensure that

all agreed discounts are availed.

Summary of one Review Loans and Advances ledger account for one of

of the major the entity

engagement Objective: The objective of the engagement was to

identify control weakness in the granting of, payment,

recovery and accounting of loans and advances

Role : Project Head for a team of 2 members

Engagement Methodology: Scrutinize the loans and

advances account, analyze trends and patterns, review

the process, testing of selected transactions

Major recommendations: A authority matrix was defined

Introduction of cheque/bank payment and reduction of

cash advances

4 A.M Kulkarni & Co Chartered Accountants

Role Audit Assistant

Duration May 06 to July 07

Internal and Statutory Audit for Proprietary and

Partnership Firms

Accounts Writing for Proprietary and Partnership Firms

Internal audit and transaction assurance for clients

Finalization of Balance Sheet

Refer appendix 1 for the details of client handled.

Academic Background

QUALIFICATION YEAR BOARD/ MARKS CLASS

UNIVERSITY

Certified Internal Auditor 2013 IIA, USA - Cleared

(CIA) Part I &

IV

Master in Business 2009 Pune University 64% I Class

Administration (MBA) in

Finance

DIPLOMA IN MARKETING 2007 Pune University 67% I CLASS

MANAGEMENT (PGDMM)

B.COM 2005 Pune University 52% II CLASS

Currently pursuing Certified Internal Auditor (CIA) course conducted by The

Institute of Internal Auditors, Florida- USA

Other Courses & Certification:

1. Successfully completed detailed hands- on training on the IDEA

Internal Audit Tool by CAATs Computer in Mumbai in July 2009.

2. Working knowledge of other audit software's like ApprovaOne,

Bizrights, ACL.

3. In-house training on SAP FI, MM and SD modules.

Computer Knowledge:

. Extensively worked on SAP, Oracle for all modules.

. Well acquainted with MS - office word, Excel, Power Point, MS SQL.

. Trained on IDEA Internal Audit tool

Languages Known:

English, Hindi, Marathi

Valid Passport: Yes

Personal Information:

Name Mr. Amogh A. Sapre

Address 33, Laxmi Nivas Appartments

United Western Society

Karvenagar, Pune 411052

Phone Residence No - 020-********

Mobile No - +919*********

Marital Status Married

Date of Birth 6 April 1985

Appendix: I : List of major clients handled.

Industry Sub - Sector / Details Clients

Manufacturing Indian largest privet sector Reliance Gas and

enterprise and The flagship Transportation Ltd.

company, Reliance Industries

Limited, is a Fortune Global Reliance LPG Infrastructure

500 company Ltd.

Reliance Ports &

Transportation Ltd.

Leading packed food Desai Brothers Ltd.

Manufacturer with brand name

"Mothers Recipe Pickles and

Product"

India's top business giant Godrej Ltd

operating in various

industries.

Mixed and filtered tobacco Nutan Tobacco Pvt. Ltd.

Manufacturing Co. having

client like leading cigarette

company

Sister concern of Desai group Desai Brother Ltd.

and manufactures of famous

Indian Bidis

India's leading paper Ballarpur Industries Ltd.

manufacturing company listed

on stock exchange.

Software / IT Americas leading Analytics SAS India Pvt. Ltd

Industry and data integration software

company. Rewarded as Top 10

companies by Forbes Fortune

SAS R&D Ltd.

Pharmaceutical A leading Pharmaceuticals Fulford India Ltd.

MNC. American subsidiary

Industry company listed in Indian

stock exchange

Organon (I) Ltd.

A leading Pharmaceuticals Serdia Pharmaceuticals (I)

MNC. France subsidiary Pvt. Ltd.

company.

Packaging Worlds largest plastic, Essel Packaging Ltd.

Industry laminated packaging producer

with 35% market share.

Retail Sector Indian largest privet sector Reliance Hyper mart / Fresh

retails chain with maximum Ltd.

outlets.

Reliance Retails Ltd

Transportation India's Leading Reliance Logistic Pvt. Ltd.

& Shipping Transportation and shipping (Mukesh Ambani Group RIL)

company

Reliance Ports & Terminals

Pvt. Ltd (Mukesh Ambani Group

RIL)

One of the Best transporters Rajhari transporters Pvt. Ltd

in India.

Hospital One of the renowned H.V.D. Eye Hospitals.

charitable eye hospitals in

Maharashtra.

One the most comprehensive New York Presbyterian

university hospitals in the Hospital

world situated in USA

Sutter Health

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