|
Resume alert |
Resumes 1 - 10 of 168 |
White Plains, NY
... central contract repository ●Draft, edit and negotiate contractual terms of agreements ●Conduct preliminary compliance review (KYC, FINRA/OFAC, AML) for all prospect customers to determine eligibility of service ●Investigate areas of risk to ensure ...
- Mar 11
Huntington Station, NY
... • Prepare, review and submit Company ADV • Prepare review and submit 13H and 13F • Conduct AML and KYC due diligence. • Conduct trade surveillance for client and employee accounts. • Review and update the employee handbook to ensure all company ...
- Jan 31
Huntington Station, NY
... Coordinate responses to RFPs, RFIs, SAR, AML, KYC, SEC reporting. Professional Experience BNY Mellon, New York, NY Operations Relationship Manager – Corporate Trust 1996-2007 Mortgage-Backed Securities Relationship Manager within the Corporate Trust ...
- Jan 25
White Plains, NY
... OTHER CURRENCY TRANSACTIONS AND THE TAX PREPARATION THAT IS DIRECTLY RELATED TO COMMIDITIES,THIS WILL INCLUDE GOLDEN ASSETS,AND KYC,SKR PREPARATION AND RESEEARCH AND THE STRAGETIC LEADERSHIP THAT CONTINUES TO BE ASSOCIATED WITH MY LEGAL,FINANCIAL AS ...
- Jan 18
Uniondale, NY
... Carried out management responsibilities in accordance with Chase policies, compliance, KYC and AML and applicable state laws for the team of underwriters including training, coaching, supervising, motivating, planning, assigning and directing work; ...
- Jan 15
Bronx, NY
EVELYN MEADOWS Bronx, NY ***** • 252-***-**** • ad2of3@r.postjobfree.com PROFESSIONAL SUMMARY Creative and dedicated AML/KYC/EDD/FRAUD Analyst with 5years of working experience in the fast-paced banking sector. Versed in KYC (Know Your Customer), ...
- Jan 11
Yonkers, NY
... Versed in Fraud analysis, Anti-Money Laundering, Negative News Screening, Enhanced due diligence, PEP screening, SAR drafting, High risk review, Transaction monitoring, KYC (Know Your Customer), and OFAC stripping. Highly skilled in Risk management, ...
- Jan 10
Stamford, CT
... Outlook KYC – Know Your Client CDA-IR Manager Concur Zoom PROFESSIONAL EXPERIENCE GARBARINI & SCHER, P.C. New York, NY 2/2018 to 03/2020 Receptionist ● Answered multi-line phone and direct calls / Greet and directed guest Scheduled all court ...
- 2023 Dec 25
Ossining, NY
... incoming and outgoing cross border payments Business Analyst/Program Manager-Volcker, Data Warehouse, SDLC, UAT-PROD-BAU data manager, Rates Model validation & audits- IRD, EQD, CLO’s, MBS, CDO’s, Asset Allocation, Pricing, Stress & Attribution KYC, ...
- 2023 Dec 18
The Bronx, NY, 10463
... to research potential new clients, and follow up on existing clients (KYC); Submit results of research to Account Officers; Order Certificates of Good Standing, and Articles of Incorporation, or Formation, from the States of Incorporation or ...
- 2023 Nov 15