| Resume alert | Resumes 1 - 10 of 710 |
Service Specialist Administrative Assistant
Brooklyn, NY, 11234
... Administrative Assistant 07/2021-10/22 Review and Countersigned Agreements via DocuSign then upload them to Salesforce Run KYC in Salesforce, CLEAR and OFAC Approve affirmations and disclosures in My Compliance Office Assign Affirmations to ... - Apr 16
... Administrative Assistant 07/2021-10/22 Review and Countersigned Agreements via DocuSign then upload them to Salesforce Run KYC in Salesforce, CLEAR and OFAC Approve affirmations and disclosures in My Compliance Office Assign Affirmations to ... - Apr 16
Quality Assurance
Manhattan, NY, 10025
... Ensured bank was not in violation of any sanctions or customer policy by executing AML KYC Comfort testing daily with a 24 hour SLA to avoid a breach that would be escalated to the Head of Compliance. Achievements: ALM process improvements allowed ... - Apr 15
... Ensured bank was not in violation of any sanctions or customer policy by executing AML KYC Comfort testing daily with a 24 hour SLA to avoid a breach that would be escalated to the Head of Compliance. Achievements: ALM process improvements allowed ... - Apr 15
Cyber Security Information
Manhattan, NY, 10019
... Followed up with clients to fulfill KYC/AML policies and coordinated with the compliance department. ACTIVITIES / VOLUNTEER WORK / ADDITIONAL TRAINING Participated in Cybertech New York Conference 2022 - Apr 09
... Followed up with clients to fulfill KYC/AML policies and coordinated with the compliance department. ACTIVITIES / VOLUNTEER WORK / ADDITIONAL TRAINING Participated in Cybertech New York Conference 2022 - Apr 09
Real Estate Due Diligence
Newark, NJ
... Implemented procedures to ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. Identified potential legal and regulatory issues related to commercial loan transactions and advised on risk mitigation strategies ... - Mar 22
... Implemented procedures to ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. Identified potential legal and regulatory issues related to commercial loan transactions and advised on risk mitigation strategies ... - Mar 22
Paralegal
Florham Park, NJ
... • Over 2 years of Compliance experience, including preparation of Suspicious Activity Reports (SAR) and Know Your Customer (KYC) Reports for Compliance personnel. • Proven organizational skills, attention to detail, and ability to multi-task and ... - Mar 11
... • Over 2 years of Compliance experience, including preparation of Suspicious Activity Reports (SAR) and Know Your Customer (KYC) Reports for Compliance personnel. • Proven organizational skills, attention to detail, and ability to multi-task and ... - Mar 11
Project Management Regulatory Compliance
Edison, NJ
... Knowledge of US and Global onboarding requirements due to being the head of US onboarding team with understanding AML, CDD and KYC obligations. Experience in engaging with regulatory agencies and SRO (FINRA and NFA) for SEC and CFTC respectively and ... - Mar 09
... Knowledge of US and Global onboarding requirements due to being the head of US onboarding team with understanding AML, CDD and KYC obligations. Experience in engaging with regulatory agencies and SRO (FINRA and NFA) for SEC and CFTC respectively and ... - Mar 09
Production Support Java Developer
Iselin, NJ
... Strong exposure to financial domain, Investment banking, Reference data strategies, domain knowledge of Client data on boarding, client reviews and KYC concepts. Proactively monitored Application Processes, Identified enhancements, root cause ... - Mar 09
... Strong exposure to financial domain, Investment banking, Reference data strategies, domain knowledge of Client data on boarding, client reviews and KYC concepts. Proactively monitored Application Processes, Identified enhancements, root cause ... - Mar 09
Vice President Compliance Consultant
Newark, NJ
... Responsible for implementing firm’s AML/CFT/KYC policies (OFAC, FinCEN, background reviews). Responsible for reviewing firm’s compliance with FINRA CAT/CAIS reporting and updating reporting methods. Hands-on experience with Reg SHO, Best-Ex, Rule ... - Mar 08
... Responsible for implementing firm’s AML/CFT/KYC policies (OFAC, FinCEN, background reviews). Responsible for reviewing firm’s compliance with FINRA CAT/CAIS reporting and updating reporting methods. Hands-on experience with Reg SHO, Best-Ex, Rule ... - Mar 08
Project Manager Assistant
Brooklyn, NY
... change management projects across the firm including the KYC Transformation Initiative, performing KYC remediation of the bank’s customers’ accounts by drafting procedures, describing the process of remediating, and then executing the approach; ... - Mar 04
... change management projects across the firm including the KYC Transformation Initiative, performing KYC remediation of the bank’s customers’ accounts by drafting procedures, describing the process of remediating, and then executing the approach; ... - Mar 04
Risk Management Client Relationship
New York, NY
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ... - Mar 04
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ... - Mar 04