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Resumes 1 - 10 of 1144 |
Brooklyn, NY, 11234
... client’s account in Netx360 for progress and approval Coordinated Operations and Compliance Books and Records for annual Broker Dealer/FINRA audit Reviewed and completed first level approvals for marketing materials, correspondence and seminars via ...
- Apr 16
Wayne, NJ
... network with lead generation & prospecting activities ● Designed print and web ads for trade press, pre-show promotions & dealer recruitment ● Responsible for design/content updates to rates and commission “Playbooks” ● Designed/revised forms for ...
- Apr 10
Manhattan, NY, 10007
... Group, New York, NY January 2023 to Present Vice President – Senior Controller Broker/Dealer for Fixed Income & Equities Register Investment Advisor Oversee the finance department while generating analysis leading to profitability improvement. ...
- Apr 07
Cranford, NJ
... Extensive work on FRTB preparation Responsible for Treasury IRRBB Enhanced relationship with Rates trading desks, including cash/primary dealer, linear and non-linear derivative trading desks and municipal trading desks through the use of stress ...
- Apr 04
Manhattan, NY, 10007
... Provide insight and guidance to senior leadership for various aspects of the merger and acquisition of a broker-dealer, which resulted in a smooth transition of clearing entities and a reduction of expenses. Recommended “best practices” for future ...
- Apr 02
Brooklyn, NY
... NY Board of Education Excellent Claims Handling Service Recognition Notices - 2012 •Outstanding Performance/Customer Service Award - July 2009 •Successfully initiated and managed dedicated team handling multi-million dollar auto-dealer’s program. ...
- Mar 19
Brooklyn, NY
... • Dealer's Whole-Sale Brooklyn, NY March 2001 - November 2012 Sales Associate Hardware Sales - Was responsible for building and maintaining customer relationships. Shipping - Was responsible for picking and packing specific items as per customer ...
- Mar 11
Newark, NJ
... of Level 1 and Level 2 global services and support to increase end-client satisfaction ●Imaged PCs, set-up desk phones, dealer boards, turrets, and repaired/troubleshooted existing PC systems ●Trained, mentored, and provided ongoing support for ...
- Mar 06
Brooklyn, NY
... relations, consulting, project management, trade finance, correspondent banking, QC, QA, auditing, broker-dealer and investment bank compliance, and full-spectrum banking compliance experiences with deep-dive exposures to OFAC/AML/BSA/KYC/CDD/EDD
- Mar 04
Queens, NY
... Worked on Car Client and Dealer point programs. EDUCATION Cardozo High School Queens, New York June 2000 SKILLS Reynolds and Reynolds programs. E-Lead systems N.I.F.C.E Certified Credit Advisor E-Fiscal program.
- Mar 04