| Resume alert | Resumes 1 - 10 of 2209 |
Compliance Officer Aml
Hauppauge, NY
... WHITMAN LLC New York, NY July 2000 – January 2018 Chief Operating Officer, Chief Compliance Officer, AML Compliance Officer Responsible for the daily operation of the broker-dealer, which included the oversight of the operations, compliance, sales, ... - Apr 25
... WHITMAN LLC New York, NY July 2000 – January 2018 Chief Operating Officer, Chief Compliance Officer, AML Compliance Officer Responsible for the daily operation of the broker-dealer, which included the oversight of the operations, compliance, sales, ... - Apr 25
Project Management Business Analyst
Teaneck, NJ
... Portfolio Administrator / Bankers Trust Corporation New York - New York, NY 10/1991 - 07/1993 Research Reconciliation Representative/ Colson Services Corporation – New York, NY 12/1988 - 07/1991 Registered Representative for Broker/Dealer/ First ... - Apr 25
... Portfolio Administrator / Bankers Trust Corporation New York - New York, NY 10/1991 - 07/1993 Research Reconciliation Representative/ Colson Services Corporation – New York, NY 12/1988 - 07/1991 Registered Representative for Broker/Dealer/ First ... - Apr 25
Vice President Senior Manager
Queens, NY
... 1992 – May 1997 Activities: Co-founder, Korean Economic Business Association (KEBA) CERTIFICATIONS Admitted to New York and New Jersey bar NASD Series 6 and 63 securities and Insurance licensed broker – New Jersey SKILLS Proficient in Google and MS ... - Apr 22
... 1992 – May 1997 Activities: Co-founder, Korean Economic Business Association (KEBA) CERTIFICATIONS Admitted to New York and New Jersey bar NASD Series 6 and 63 securities and Insurance licensed broker – New Jersey SKILLS Proficient in Google and MS ... - Apr 22
Cash Applications Receipts
Queens, NY, 11420
... Addabbo (Personal) 84-16 Jamaica Ave, Queens, NY 11421 Office - 718-***-**** Patricia Ferretti, Real Estate Broker (Professional) Cell – 347-***-**** Reverend Monsignor Jamie Gigantiello (Personal) Pastor, Shrine Church of Our Lady of Mt. Carmel ... - Apr 21
... Addabbo (Personal) 84-16 Jamaica Ave, Queens, NY 11421 Office - 718-***-**** Patricia Ferretti, Real Estate Broker (Professional) Cell – 347-***-**** Reverend Monsignor Jamie Gigantiello (Personal) Pastor, Shrine Church of Our Lady of Mt. Carmel ... - Apr 21
Business Development Process Improvement
Jersey City, NJ
... d/b/a Castleton Mortgage Fort Myers, FL 12/2020 - 06/2021 Senior Vice President Employed the necessary procedures to obtain a Florida Mortgage Broker License. Established and administered staff policies and procedures about Operations, Originations, ... - Apr 21
... d/b/a Castleton Mortgage Fort Myers, FL 12/2020 - 06/2021 Senior Vice President Employed the necessary procedures to obtain a Florida Mortgage Broker License. Established and administered staff policies and procedures about Operations, Originations, ... - Apr 21
Service Specialist Administrative Assistant
Brooklyn, NY, 11234
... client’s account in Netx360 for progress and approval Coordinated Operations and Compliance Books and Records for annual Broker Dealer/FINRA audit Reviewed and completed first level approvals for marketing materials, correspondence and seminars via ... - Apr 16
... client’s account in Netx360 for progress and approval Coordinated Operations and Compliance Books and Records for annual Broker Dealer/FINRA audit Reviewed and completed first level approvals for marketing materials, correspondence and seminars via ... - Apr 16
Senior Big-Data Engineer
Manhattan, NY, 10016
... •Configured a full Kafka cluster with the multi-broker system for high availability. •Involved in complete Big Data flow of applications starting from data ingestion to the data warehouse. •Used AWS Glue to automate data processing and migration ... - Apr 15
... •Configured a full Kafka cluster with the multi-broker system for high availability. •Involved in complete Big Data flow of applications starting from data ingestion to the data warehouse. •Used AWS Glue to automate data processing and migration ... - Apr 15
Customer Service Breakfast Attendant
Hoboken, NJ
... Carmen Romero Fisher Company Economist Cued Marie Medina Howard 11 Hoyel Manager Eduardo Rosas Weichert Financial Group Broker Real State Manager Family 484-***-**** ad4z4i@r.postjobfree.com Manager (017-***-**** ad4z4i@r.postjobfree.com Family ... - Apr 14
... Carmen Romero Fisher Company Economist Cued Marie Medina Howard 11 Hoyel Manager Eduardo Rosas Weichert Financial Group Broker Real State Manager Family 484-***-**** ad4z4i@r.postjobfree.com Manager (017-***-**** ad4z4i@r.postjobfree.com Family ... - Apr 14
Property Manager Customer Service
Hackensack, NJ
... Education • Bachelor of Arts: Business • Brooklyn College – Brooklyn, NY Certifications and Licenses • New Jersey - Real Estate Salesperson • New York – Associate Real Estate Broker • Fair Housing Regulations Accreditations • Circle of Excellence • ... - Apr 12
... Education • Bachelor of Arts: Business • Brooklyn College – Brooklyn, NY Certifications and Licenses • New Jersey - Real Estate Salesperson • New York – Associate Real Estate Broker • Fair Housing Regulations Accreditations • Circle of Excellence • ... - Apr 12
Project Management Support Analyst
Valley Stream, NY
... Testing, low latency testing documentation, NYSE ICE Specialist Book, Broker Trader via FIX Income on Fix Protocol aka CCG, Trading Floor Operations Analyst, Project Management, manual and automation testing, proficient in both Waterfall and Agile. ... - Apr 11
... Testing, low latency testing documentation, NYSE ICE Specialist Book, Broker Trader via FIX Income on Fix Protocol aka CCG, Trading Floor Operations Analyst, Project Management, manual and automation testing, proficient in both Waterfall and Agile. ... - Apr 11