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Resume alert |
Resumes 1 - 10 of 462 |
Hoffman, NJ, 08831
... ● Spearheaded the development of an Anti-Money Laundering (AML) report, addressing compliance requirements for both individual and client entities. ● Held accountability for the efficient management of offshore operations, implementing strategies ...
- Apr 24
Princeton, NJ
... ● Drafted manuals, policies, and trainings related to anti-money laundering (AML), ethics, compliance, risk, and knowing your customer (KYC). ● Led internal audit testing for data privacy controls and quality control compliance with GDPR and AML ...
- Apr 18
Newark, NJ
... Implemented procedures to ensure compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. Identified potential legal and regulatory issues related to commercial loan transactions and advised on risk mitigation strategies ...
- Mar 22
Marlboro, NJ, 07746
... with equity trading desk on a variety of topics that pertain to their business (i.e., changes to rules and regulations, AML and KYC updates, trade platform issues, monthly report cards) and prepare minutes of the meetings for upper management ...
- Mar 22
Morris Plains, NJ
... ● Preparing monthly compliant report like MSBs, BSA, AML, SAR. CTR file more than $ 10,000.00 ● File a Police complain against Return/ Bad check. If require then file a Court Case & appear in court for Return/Bad checks. ● For the growth of Business ...
- Mar 21
New York, NY
... Filing, Electronic Court Filing (ECF) rules and practices, CourtLink, Lex Machina, AML / BSA Software, Microsoft Project, Microsoft Office Suite -- Word, Excel (V-lookups, pivot tables), PowerPoint and Outlook with background in database systems; ...
- Mar 16
Edison, NJ
... Knowledge of US and Global onboarding requirements due to being the head of US onboarding team with understanding AML, CDD and KYC obligations. Experience in engaging with regulatory agencies and SRO (FINRA and NFA) for SEC and CFTC respectively and ...
- Mar 09
Newark, NJ
... *, Montclair, NJ 07042 ad37gd@r.postjobfree.com PROFESSIONAL SUMMARY Dedicated compliance professional with extensive experience in trade surveillance, AML compliance, and regulatory compliance analysis. Proven track record of implementing effective ...
- Mar 08
New York, NY
... Managed project finance transactions with strict attention to compliance (KYC and AML) with deal terms and establish, implement and monitor reporting metrics. Collaborated with stakeholders and multiple internal functions (legal, tax, accounting, ...
- Mar 04
Little Falls, NJ
... Data Privacy, Data Governance, Model Risk, Third Party Management, Operational Risk, AML, Manual Processes, Internal Controls etc. • Lead Regulatory Quality Assurance reviews to identify gaps and partner with the ICG business teams to remediate any ...
- Mar 03