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Vice President, Legal Counsel

KVR Consultant
San Francisco, CA
October 14, 2020

Posted By Premium Recruiter


Are you an experienced securities attorney searching for an exciting, challenging, multi-faceted opportunity with the world's largest asset manager? Do you pride yourself on building positive relationships, confirmed analytical expertise and problem resolution? Is your passion investment products and solutions? Look no further. Seeking an Corporate Counsel to become a part of our team. We recognize that strength comes from diversity, and will embrace your skills, eagerness, and passion while giving you freedom to grow professionally and as an individual.

We know you want to feel valued every single day, and be recognized for your contribution. We strive to empower our employees. With over USD $7 trillion of assets under management, we have an extraordinary responsibility: our technology and services empower millions of investors to save for retirement, pay for college, buy a home and improve their financial well-being. Come join our team and experience what it feels like to be part of an organization that makes a difference.

Is a global leader in exchange-traded funds (ETFs), with two decades of expertise and dedication to individual and institutional investors of all sizes. As an Corporate Counsel, you would be a valuable member of Legal and Compliance Group, working with multiple business teams to develop investment management products and business solutions that align with the numerous regulatory and legal requirements to which ETFs and are subject. Our Legal and Compliance team is responsible for a variety of matters across our organization, including but not limited to:

Handling regulatory matters Assisting with product development and structuring Drafting and updating SEC registration statements Shareholder communications and related risk disclosures Negotiating service provider and client contracts Providing ongoing legal advice to the business regarding new and existing products and strategies Establishing policies and procedures that meet applicable regulatory requirements Testing the operative effectiveness of those policies and procedures Conducting related trainings. Our Corporate Counsel will provide advice and support on a variety of legal and regulatory matters, with a focus on the US ETF business (representing over $2.1 trillion assets under management and approximately 370 products as of June 30, 2020). You will be expected to lead and handle, across a wide variety of business and operations teams, regulatory, compliance and business issues, as well as, risks associated with the management and operations of the ETFs, including: