IT Auditor -1
Tampa, FL 33647
Previous internal or external IT audit experience is required.
Capable of identifying, assessing and advising on risks for large-scale technology projects, IT general controls and completing IT process audits (e.g., SDLC, Change Management, Logical Security, Business Continuity/Disaster Recovery and Incident/Problem Monitoring).
Proficiency in auditing infrastructure components is required (e.g., Mainframe, Unix/Linux, Windows).
About this Opportunity
The IT Auditor role is predominantly focused on audit projects, participating in planning, driving fieldwork, and assisting with report clearance. The primary measure of success is identifying meaningful potential issues about the design and effectiveness of controls, and creating reliable documentation to support his or her work.
What You'll Do
Strategic Control Impact
Identifies meaningful issues in which controls are not properly designed or are not operating effectively.
Assesses the risk and control environment for processes within coverage areas.
Validates the completion of agreed action plans under the guidance of a supervisor.
Understands the financial services industry and risk and control environment for coverage areas and identifies new risks.
Works closely with auditees to verify timely progress and completion of agreed action plans.
Assists a Senior IT Auditor or IT Audit Manager with the execution of audit planning, fieldwork and reporting.
Completes risk-focused fieldwork on time and within the allocated budget, notifying the auditor in charge promptly of issues that arise or when budgets or timelines are at risk.
Understands and performs root cause analysis for issues; possesses and demonstrates a strong understanding of audit techniques.
Demonstrates a strong knowledge of our policies & procedures, particularly work paper documentation standards.
Independently prepares work papers that fully comply with IAD policies and procedures. Participates in continuous improvement initiatives.
Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately.
Minimum of 3-5 years of related experience
A bachelor’s degree is required, preferably with a technology-related major.
Certifications related to the candidate’s coverage responsibilities are preferred, such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), and Certified Information Systems Security Professional (CISSP).
Business Unit: Internal Audit
The Internal Audit Department's (IAD) mission is to deliver independent assessments of the organization’s overall control environment and to promote proactive risk identification and mitigation.
About The Depository Trust & Clearing Corporation DTCC
With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating facilities, data centers and offices in 16 countries, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. In 2018, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $1.85 quadrillion. Its depository provides custody and asset servicing for securities issues from 170 countries and territories valued at U.S. $52.2 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes over 14 billion messages annually.
Required Knowledge, Skills, and Abilities: (Submission Summary):
1. Minimum of 3-5 years of related experience
2. A bachelor’s degree is required, preferably with a technology-related major.
3. Certifications related to the candidate’s coverage responsibilities are preferred, such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), and Certified Information Systems Security Professional (CISSP).1. Does the candidate have any of the following? If so, please list below: Certified Public Accountant, Certified Fraud Examiner, Certified Internal Auditor, Certified Information Systems Auditor, Certified Financial Analyst, or Certified Anti-Money Laundering Specialist.
4. Please share the link to your candidate's linkedin profile
5. Where are you currently located?
6. Will you need relocation assistance if you are not currently in Tampa, FL?
7. How long will it take you to commute to 18301 Bermuda Green Dr, Tampa, FL 33647?
8. US Citizen or Green Card holder.