Sign in

Compliance Consultant

AthenPollo LLC
St. Louis, Missouri, United States
January 16, 2019


AthenPollo is looking for a Compliance Consultant to support a leading financial client. This is a Full Time position based in St. Louis, MO. Security, Satisfaction, flexible working hours and Happiness, come along with a handsome package!

Job Title: Compliance Consultant

Job Type: Full-time Permanent

Location: St. Louis, MO


Responsible for independently performing automated and IT dependent control testing to assure compliance with regulatory requirements and corporate policies across Wealth and Investment Management, including Client Advisors and WIM Financial Crimes. These responsibilities will include the testing of critical automated processes and/or reports supporting adherence with the Enterprise Testing and Validation Standards. This position will partner with business and application owners to assess automation risk and ensure system processes are well designed and operating effectively. This position will also be responsible for managing and fulfilling ad hoc report requests for the WFA and WIM Financial Crimes Testing & Validation teams, as well as creating and maintaining the related SharePoint workspace.

Required Qualifications:

• 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both

• 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience or a BS/BA degree or higher in business or a related field.

Desired Qualification:

• Intermediate Microsoft Office skills

• Excellent verbal, written, and interpersonal communication skills

• Strong analytical skills with high attention to detail and accuracy

• Ability to interact with all levels of an organization

• Strong organizational, multi-tasking, and prioritizing skills

• SQL experience

• Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

• Experience creating, executing, and documenting compliance testing

• BS/BA degree or higher in accounting or finance, or certification (CPA, CFP, CFA, CIA)

• Prefer prior exposure to compliance and regulatory controls in a financial services environment.

• Strong analytical and critical thinking skills as well as ability to gain an understanding of and evaluate the internal controls of previously unfamiliar areas.

• Advanced skills with Microsoft Excel including use of VBA macros

• IT audit experience in the financial services industry

Contact: Syed Irfan

Cell: 616-855-1605

Email : Syed.Irfan(AT)

I appreciate if you forward your updated word formatted resume for review before we speak.

About Us:

AthenPollo is a fast growing and dynamic organization providing IT consulting and staffing services for over 10 years and committed to becoming one of the nation’s premier IT companies. Our highly skilled and experienced team strives to deliver the highest levels of service and value to our Customers and Consultants. Our client base is comprised primarily of Fortune 100 companies and large system integrators.