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Senior Compliance Consultant

AthenPollo LLC
St. Louis, Missouri, United States
July 18, 2018

AthenPollo is looking for a Senior Compliance Consultant to support a leading financial client. This is a Full Time position based in St. Louis, MO. Security, Satisfaction, flexible working hours and Happiness, come along with a handsome package!

Job Title: Senior Compliance Consultant

Job Type: Full-time Permanent

Location: St. Louis, MO

Salary: Open Plus Benefits


Responsible for planning and executing formal validations of corrective actions and issues identified within the brokerage business including matters identified by internal audits, regulatory examinations, and internal compliance reviews conducted by the Independent Risk Management group. These responsibilities will include the creation and execution of test plans in adherence with the Enterprise Testing and Validation Standards and will include usage of the Client SHRP system. In addition, this will include communication of the validation process and status with key stakeholders, providing credible challenge and recommendations to key stakeholders, and facilitating effective and timely validations. These engagements will involve high risk and complex subject matter with aggressive deadlines requiring an ability to efficiently process information, escalate concerns, and prioritize to ensure thorough risk coverage and timely completion of validation activities.

Required Qualifications:

• 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both.

Desired Qualification:

• Advanced Microsoft Office skills

• Excellent verbal, written, and interpersonal communication skills

• Strong analytical skills with high attention to detail and accuracy

• Ability to interact with all levels of an organization

• Strong organizational, multi-tasking, and prioritizing skills

• Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment

• Experience creating, executing, and documenting compliance testing

• BS/BA degree or higher in accounting or finance, or certification (CPA, CFP, CFA, CIA)

• Prefer prior exposure to compliance and regulatory controls in a financial services environment.

• Strong critical thinking skills as well as ability to gain an understanding of and evaluate the internal controls of previously unfamiliar areas.

Contact: Syed Irfan

Cell: 616-855-1605

Email : Syed.Irfan(AT)

I appreciate if you forward your updated word formatted resume for review before we speak.

About Us:

AthenPollo is a fast growing and dynamic organization providing IT consulting and staffing services for over 10 years and committed to becoming one of the nation’s premier IT companies. Our highly skilled and experienced team strives to deliver the highest levels of service and value to our Customers and Consultants. Our client base is comprised primarily of Fortune 100 companies and large system integrators.