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Compliance Testing Manager

AthenPollo LLC
St. Louis, Missouri, United States
July 13, 2018

AthenPollo is looking for a Compliance Testing Manager to support a leading financial client. This is a Full Time position based in St. Louis, MO. Security, Satisfaction, flexible working hours and Happiness, come along with a handsome package!

Job Title: Compliance Testing Manager

Job Type: Full-time Permanent

Location: St. Louis, MO.

Charlotte, NC OR Menomonee falls, WI.

Required Education: Bachelor.

Required Experience: 5-10 years.

Annual Target Bonus: 15%.

Job Description:

• Client’s Testing & Validation (T&V) is seeking an experienced compliance or audit professional to provide leadership and control testing expertise on the client’s T&V Team. The Compliance Consultant 4 role will be responsible for leading a team of compliance professionals in executing a risk-based compliance control testing program to ensure compliance with regulatory requirements and corporate policies applicable to the company’s, including compliance with the Regulatory Compliance Risk Management Policy and Procedures as well as the Operational Risk and Compliance Testing and Validation Standards. These responsibilities will include the design, development, and execution of compliance testing strategies and methodologies evaluating the adequacy and effectiveness of policies, procedures, initiatives, and internal controls and the identification of issues resulting from these reviews. In addition, this position will require communication with various levels of management to ensure corrective actions address root cause and meet corporate sustainability requirements. The team lead is responsible for regulatory control testing, operational control testing, corrective action validations, written and oral reporting, and the work quality for their team. Further, the team lead must provide control and compliance risk expertise and lead projects or process improvement initiatives that are complex in scope, high risk and are large in size and organizational span. Finally, the team lead must coordinate/leverage certain responsibilities and best practices with other departments (i.e. company’s Compliance, Operational Risk) as well as other compliance programs (Retirement) and will be responsible for the production of periodic compliance performance reports (i.e. CAR Reports, Quarterly Risk Review, Validation Memos) for senior management.

Required Qualifications:

• GroupBox1.

• 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both.

Desired Qualifications:


•Advanced Microsoft Office skills.

•Excellent verbal, written, and interpersonal communication skills.

•Strong analytical skills with high attention to detail and accuracy.

•Ability to interact with all levels of an organization.

Other Desired Qualifications:


•3+ years of experience in a compliance, risk management or audit role performing one or more of the following:

•Review of complex business processes and identification of key controls.

•Development and documentation of testing strategies and methodologies.

• Evaluating adequacy and effectiveness of policies, procedures, processes and internal controls.

Contact: Syed Irfan

Cell: 616-855-1605

Email : Syed.Irfan(AT)

I appreciate if you forward your updated word formatted resume for review before we speak.

About Us:

AthenPollo is a fast growing and dynamic organization providing IT consulting and staffing services for over 10 years and committed to becoming one of the nation’s premier IT companies. Our highly skilled and experienced team strives to deliver the highest levels of service and value to our Customers and Consultants. Our client base is comprised primarily of Fortune 100 companies and large system integrators.