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Securities or Trading or Fair jobs in Columbus, OH, 43215

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Compliance Group Manager Fair and Responsible Banking

Huntington  –  Columbus, OH
Description The Fair and Responsible Banking Team - Compliance Group Manager assists the Enterprise Compliance Risk Director of Fair and Responsible Banking (Director) with providing regulatory compliance guidance and oversight in Fair Lending, ... - Apr 24

Broker Dealer Operations Specialist

Huntington  –  Columbus, OH
... accounts Support operations of other institutional sales and trading products, such as ICS/CDARs and Money Market Fund investments Provide operational support for To Be Announced (TBA) securities including monitoring ongoing collateral requirements, ... - Apr 11

Client Relationship Specialist

Martin Painting  –  Grove City, OH, 43123
... Estimate: Provide a competitive quote to clients that is accurate and fair for the service being provided. Collaborate and Manage: Work closely with vendors and the operations team to ensure successful project execution. Close Deals: Prepare and ... - Apr 13

Corporate Counsel

Larson Maddox  –  Columbus, OH, 43224
Responsibilities: Supporting the General Counsel and Chief Compliance Officer in maintaining policies and adhering to federal/state securities laws, regulations, and disclosure requirements and conduct regular assessments to identify compliance ... - Apr 06

Lock Desk Specialist

M/I Homes  –  Columbus, OH
... lock requests are accurate to the rate sheet and adhere to the lock policy Build skills and knowledge of Mortgage-Backed Securities market, including potential securities trading, tracking of trades and trade positions, and trade confirmations. ... - Apr 10

Lock Desk Specialist

M/I Homes  –  Columbus, OH
... lock requests are accurate to the rate sheet and adhere to the lock policy Build skills and knowledge of Mortgage-Backed Securities market, including potential securities trading, tracking of trades and trade positions, and trade confirmations. ... - Apr 10

Hybrid Wholesaler - Retirement Solutions (Private Sector Retirement

Nationwide  –  Columbus Metropolitan Area, OH
... Knowledge, Abilities and Skills: Financial service products, securities trading and regulation, customer service, competitor intelligence, policies, practices and procedures in customer service and investment product processing. Must have strong ... - Apr 16

Associate General Counsel

STRIVE  –  Dublin, OH, 43016
... Work with the Chief Compliance Officer to ensure adherence to federal and state securities laws, regulations, and disclosure requirements and conduct regular assessments to identify compliance risks. Research and advise on the legal aspects of ... - Apr 24

Voya Columbus Financial Advisor

Voya Financial Advisors  –  Worthington, OH, 43085
... To be eligible for the Financial Professional role, candidates must possess the following qualifications: Registered Representative with experience working defined contribution plans, 403(b), 457, and 401(a) preferred Securities registrations – ... - Apr 02

Visual Specialist

Lbrands  –  Columbus, OH
... Please see links: Los Angeles Fair Chance In Hiring Ordinance, Philadelphia Fair Chance Law, San Francisco Fair Chance Ordinance. We are an equal opportunity and affirmative action employer. We do not make employment decisions based on an individual ... - Apr 24
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