Natalie Fisk

**** ***** ********, **

Chicago, IL 60613

773-***-****

me60ka@r.postjobfree.com

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Professional experience

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Harris Investor Services, Chicago, IL 2009-Present

• Process stock & bond trades

• Reconcile stock & bond trades

• Build bond portfolios for clients out of inventory

• Open new accounts & process client requests

• Provide support to the Fixed income trader

• Provide support to the Equity desk

o Ensure accuracy on FA trades for portfolio’s

o Answer incoming questions from Sales force

Bank of America, Chicago, IL 2009

Institutional Trade Settlement/Supervisor

• Oversaw operations of settlement desk

• DTC settlement and delivery of trades

• Processed Fed Line payments

• Worked with settlement of Stocks and Bonds

• Co~wrote procedures for Settlement desk

~Contractor

William Blair & Company, Chicago, IL 2003-2008

Institutional International Trading Department

Assisted & supported 14 brokers in our International brokerage offices

• Processed stock & bond trades via our trading desk

• Assisted with IPO placements & allocations that effect client accounts

• Reconciled all stock & bond trade settlements

• Processed Foreign and Domestic wires

• Served as assistant with the coordination of The William Blair Growth Stock Conference

o Scheduled 1 on 1 requests

o Booked conference rooms

o Maintained contact with major corporations and assisted in creating schedules for our clients

o Worked with major corporations in their presentations

o Scheduled evening events for clients and International offices

~ Worked with new technology to develop & improve trading for our clients~

JP Morgan & Company, Chicago, IL

Trading Clerk Foreign and Domestic 2000-2002

• Assisted with trade settlement issues

o Settled trades International, SPO, and U.S. Settlements

o Worked with International contacts to settle and match all trades

• Placed all foreign and domestic Wires

• Completed account updates for clients and employees

• Completed account reconciliation

Money Movement Desk 2002-2003

• Processed money fund redemptions

• Assisted in fund settlements to meet margin requirements

• Processed foreign and domestic wires

• Assisted trading desk in meeting settlement deadlines on all outstanding account trades

• Co-wrote policy & procedures to meet anti-money laundering requirements

Natalie Fisk, Page 2

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Stein Roe & Farnham, Chicago, IL 1999

Mutual Fund Representative

• Placed fund trades on behalf of clients

• Assisted in sending literature to clients via phone center

• Reported fund prices nightly on Firm website

• Completed account reconciliation

• Settled trades via International, SPO, and U.S. Settlements

Morgan Stanley, Deerfield, MI 1997-1998

Investment Advisor

Foundation of my practice was GM Employee’s

• Held lunch time and evening 401k Seminars on GM Plant grounds

• Created Asset Allocation & Financial Plan Summaries for client presentations

o Placed Individual stock trades

o Participated and booked Bond placements

o Bought & sold Mutual funds

o Booked Margin trades

American Express Financial, Southfield, MI 1992-1997

Sales Associate

• Assisted in a seven planner practice

• Answered telephones

• Settled trades via International, SPO, and U.S. Settlements

• Created financial reports & plans for client presentations

o Obtained client information to produce reports for presentations

o Created asset allocation reports from data obtained & collected from client plans

• Placed trades on behalf of clients

o Mutual funds

o Stock trades

o Option trades

o Margin maintenance

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Current NASD Licenses:

Series 7

Series 63

Series 66

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Education

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DePaul attended Chicago, IL

Economics

Lansing Community College Lansing, MI

Economics 1992-1996

Technical skills:

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Microsoft Word

Microsoft Excel

Fidessa trading platform

Bloomberg

Oasys

Beta

Fed Line

DTC

Muni Center

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