**** *****, *** *

Lafayette, CO. ***** 636-***-**** Cell

d9egil@r.postjobfree.com

Joel A. Amant

Objective Apply my skills to serve clients through excellence, intelligence and accurate service.

Applying my extensive skills to a further diverse employment position.

Experience Service Center Stockbroker, Scottrade, Inc

2010 – May 2011 Scottrade, Inc. Westminster, CO

• Series 7 & 63 all 50 states. U-4 active and on file with FINRA.

• All service center duties including: direct client contact regarding every element of client accounts, direction on account maintenance, direct equity and options order placement, technical and internet account direction.

• Very extensive client interaction and coordination of services with branch offices and back-office administration.

• Independent listening skills, problem resolution and client satisfaction were strong elements.

• Extensive use of real time computer resources and proprietary software in client service, office support and administration.

• Direct professional, compliant e-mail communication with clients.

• 2011 completed ABA banking compliance courses.

• Insurance licenses may still be active but unassigned.

Registered Investment Advisor, Private Practice

2007 - 2010 World Equity Group St. Louis, MO

• Series 7, 6 & 63. Life, A&H.

• RIA, independent general practice. All office costs and compliance responsibilities.

• Specialty knowledge regarding Regulation D private placements and 1031 transactions. I have written a specialized, FINRA compliant book regarding this field.

• Creation of Power Point presentation, presentation at seminar location, including all FINRA compliance approved content, offered to public regarding financial planning. Other Power Points I have developed are offered to CPAs and Attorneys for continuing education credit and relationship building.

• Additionally, I was originally Series 6 & 63 licensed in the early 1980’s. Responsibilities included sales, hiring and training recruits in new markets; some of the training venues were for 100 individuals or more.

Just Like Magic Catering, LLC

1984 – 2008 Owner St. Louis, MO

• Timely performance and coordination of all elements related to one time events private homes and businesses.

• Responsible for manufacturing and on-site active management of operations as well as employee training and performance.

• Direct interaction, contractual negotiation/fulfillment and logistic fullfilment with high end clientele.

• Responsible for all accounting, pension and other regulatory compliance.

• Exited business successfully.

Education 1970 – 1976 Saint Louis Priory School Saint Louis, MO.

1976– 1979 University of Missouri Saint Louis, MO.

Biology and Psychology.

References Alvin Hulse, Saint Louis, MO. 314-***-****

• Long term working relationship with World Equity Group.

Brady Ritchey, Saint Louis, MO. 636-***-****

• Long term working relationship in service with Scottrade.

Jim Byrne, Saint Louis, MO. 314-***-****

• Previous tenant and my business IT contractor.

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